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//! The set of verified transactions in the mempool.
use std::{
borrow::Cow,
collections::{HashMap, HashSet},
hash::Hash,
};
use zebra_chain::{
orchard, sapling, sprout,
transaction::{self, UnminedTx, VerifiedUnminedTx},
transparent,
};
use zebra_node_services::mempool::TransactionDependencies;
use crate::components::mempool::pending_outputs::PendingOutputs;
use super::super::SameEffectsTipRejectionError;
// Imports for doc links
#[allow(unused_imports)]
use zebra_chain::transaction::MEMPOOL_TRANSACTION_COST_THRESHOLD;
/// The set of verified transactions stored in the mempool.
///
/// This also caches the all the spent outputs from the transactions in the mempool. The spent
/// outputs include:
///
/// - the dependencies of transactions that spent the outputs of other transactions in the mempool
/// - the outputs of transactions in the mempool
/// - the transparent outpoints spent by transactions in the mempool
/// - the Sprout nullifiers revealed by transactions in the mempool
/// - the Sapling nullifiers revealed by transactions in the mempool
/// - the Orchard nullifiers revealed by transactions in the mempool
#[derive(Default)]
pub struct VerifiedSet {
/// The set of verified transactions in the mempool.
transactions: HashMap<transaction::Hash, VerifiedUnminedTx>,
/// A map of dependencies between transactions in the mempool that
/// spend or create outputs of other transactions in the mempool.
transaction_dependencies: TransactionDependencies,
/// The [`transparent::Output`]s created by verified transactions in the mempool.
///
/// These outputs may be spent by other transactions in the mempool.
created_outputs: HashMap<transparent::OutPoint, transparent::Output>,
/// The total size of the transactions in the mempool if they were
/// serialized.
transactions_serialized_size: usize,
/// The total cost of the verified transactions in the set.
total_cost: u64,
/// The set of spent out points by the verified transactions.
spent_outpoints: HashSet<transparent::OutPoint>,
/// The set of revealed Sprout nullifiers.
sprout_nullifiers: HashSet<sprout::Nullifier>,
/// The set of revealed Sapling nullifiers.
sapling_nullifiers: HashSet<sapling::Nullifier>,
/// The set of revealed Orchard nullifiers.
orchard_nullifiers: HashSet<orchard::Nullifier>,
}
impl Drop for VerifiedSet {
fn drop(&mut self) {
// zero the metrics on drop
self.clear()
}
}
impl VerifiedSet {
/// Returns a reference to the [`HashMap`] of [`VerifiedUnminedTx`]s in the set.
pub fn transactions(&self) -> &HashMap<transaction::Hash, VerifiedUnminedTx> {
&self.transactions
}
/// Returns a reference to the [`TransactionDependencies`] in the set.
pub fn transaction_dependencies(&self) -> &TransactionDependencies {
&self.transaction_dependencies
}
/// Returns a [`transparent::Output`] created by a mempool transaction for the provided
/// [`transparent::OutPoint`] if one exists, or None otherwise.
pub fn created_output(&self, outpoint: &transparent::OutPoint) -> Option<transparent::Output> {
self.created_outputs.get(outpoint).cloned()
}
/// Returns the number of verified transactions in the set.
pub fn transaction_count(&self) -> usize {
self.transactions.len()
}
/// Returns the total cost of the verified transactions in the set.
///
/// [ZIP-401]: https://zips.z.cash/zip-0401
pub fn total_cost(&self) -> u64 {
self.total_cost
}
/// Returns the total serialized size of the verified transactions in the set.
///
/// This can be less than the total cost, because the minimum transaction cost
/// is based on the [`MEMPOOL_TRANSACTION_COST_THRESHOLD`].
pub fn total_serialized_size(&self) -> usize {
self.transactions_serialized_size
}
/// Returns `true` if the set of verified transactions contains the transaction with the
/// specified [`transaction::Hash`].
pub fn contains(&self, id: &transaction::Hash) -> bool {
self.transactions.contains_key(id)
}
/// Clear the set of verified transactions.
///
/// Also clears all internal caches.
pub fn clear(&mut self) {
self.transactions.clear();
self.transaction_dependencies.clear();
self.spent_outpoints.clear();
self.sprout_nullifiers.clear();
self.sapling_nullifiers.clear();
self.orchard_nullifiers.clear();
self.created_outputs.clear();
self.transactions_serialized_size = 0;
self.total_cost = 0;
self.update_metrics();
}
/// Insert a `transaction` into the set.
///
/// Returns an error if the `transaction` has spend conflicts with any other transaction
/// already in the set.
///
/// Two transactions have a spend conflict if they spend the same UTXO or if they reveal the
/// same nullifier.
pub fn insert(
&mut self,
transaction: VerifiedUnminedTx,
spent_mempool_outpoints: Vec<transparent::OutPoint>,
pending_outputs: &mut PendingOutputs,
) -> Result<(), SameEffectsTipRejectionError> {
if self.has_spend_conflicts(&transaction.transaction) {
return Err(SameEffectsTipRejectionError::SpendConflict);
}
// This likely only needs to check that the transaction hash of the outpoint is still in the mempool,
// but it's likely rare that a transaction spends multiple transparent outputs of
// a single transaction in practice.
for outpoint in &spent_mempool_outpoints {
if !self.created_outputs.contains_key(outpoint) {
return Err(SameEffectsTipRejectionError::MissingOutput);
}
}
let tx_id = transaction.transaction.id.mined_id();
self.transaction_dependencies
.add(tx_id, spent_mempool_outpoints);
// Inserts the transaction's outputs into the internal caches and responds to pending output requests.
let tx = &transaction.transaction.transaction;
for (index, output) in tx.outputs().iter().cloned().enumerate() {
let outpoint = transparent::OutPoint::from_usize(tx_id, index);
self.created_outputs.insert(outpoint, output.clone());
pending_outputs.respond(&outpoint, output)
}
self.spent_outpoints.extend(tx.spent_outpoints());
self.sprout_nullifiers.extend(tx.sprout_nullifiers());
self.sapling_nullifiers.extend(tx.sapling_nullifiers());
self.orchard_nullifiers.extend(tx.orchard_nullifiers());
self.transactions_serialized_size += transaction.transaction.size;
self.total_cost += transaction.cost();
self.transactions.insert(tx_id, transaction);
self.update_metrics();
Ok(())
}
/// Evict one transaction and any transactions that directly or indirectly depend on
/// its outputs from the set, returns the victim transaction and any dependent transactions.
///
/// Removes a transaction with probability in direct proportion to the
/// eviction weight, as per [ZIP-401].
///
/// Consensus rule:
///
/// > Each transaction also has an eviction weight, which is cost +
/// > low_fee_penalty, where low_fee_penalty is 16000 if the transaction pays
/// > a fee less than the conventional fee, otherwise 0. The conventional fee
/// > is currently defined as 1000 zatoshis
///
/// # Note
///
/// Collecting and calculating weights is O(n). But in practice n is limited
/// to 20,000 (mempooltxcostlimit/min(cost)), so the actual cost shouldn't
/// be too bad.
///
/// This function is equivalent to `EvictTransaction` in [ZIP-401].
///
/// [ZIP-401]: https://zips.z.cash/zip-0401
#[allow(clippy::unwrap_in_result)]
pub fn evict_one(&mut self) -> Option<VerifiedUnminedTx> {
use rand::distributions::{Distribution, WeightedIndex};
use rand::prelude::thread_rng;
let (keys, weights): (Vec<transaction::Hash>, Vec<u64>) = self
.transactions
.iter()
.map(|(&tx_id, tx)| (tx_id, tx.eviction_weight()))
.unzip();
let dist = WeightedIndex::new(weights).expect(
"there is at least one weight, all weights are non-negative, and the total is positive",
);
let key_to_remove = keys
.get(dist.sample(&mut thread_rng()))
.expect("should have a key at every index in the distribution");
// Removes the randomly selected transaction and all of its dependents from the set,
// then returns just the randomly selected transaction
self.remove(key_to_remove).pop()
}
/// Clears a list of mined transaction ids from the lists of dependencies for
/// any other transactions in the mempool and removes their dependents.
pub fn clear_mined_dependencies(&mut self, mined_ids: &HashSet<transaction::Hash>) {
self.transaction_dependencies
.clear_mined_dependencies(mined_ids);
}
/// Removes all transactions in the set that match the `predicate`.
///
/// Returns the amount of transactions removed.
pub fn remove_all_that(&mut self, predicate: impl Fn(&VerifiedUnminedTx) -> bool) -> usize {
let keys_to_remove: Vec<_> = self
.transactions
.iter()
.filter_map(|(&tx_id, tx)| predicate(tx).then_some(tx_id))
.collect();
let mut removed_count = 0;
for key_to_remove in keys_to_remove {
removed_count += self.remove(&key_to_remove).len();
}
removed_count
}
/// Accepts a transaction id for a transaction to remove from the verified set.
///
/// Removes the transaction and any transactions that directly or indirectly
/// depend on it from the set.
///
/// Returns a list of transactions that have been removed with the target transaction
/// as the last item.
///
/// Also removes the outputs of any removed transactions from the internal caches.
fn remove(&mut self, key_to_remove: &transaction::Hash) -> Vec<VerifiedUnminedTx> {
let removed_transactions: Vec<_> = self
.transaction_dependencies
.remove_all(key_to_remove)
.iter()
.chain(std::iter::once(key_to_remove))
.map(|key_to_remove| {
let removed_tx = self
.transactions
.remove(key_to_remove)
.expect("invalid transaction key");
self.transactions_serialized_size -= removed_tx.transaction.size;
self.total_cost -= removed_tx.cost();
self.remove_outputs(&removed_tx.transaction);
removed_tx
})
.collect();
self.update_metrics();
removed_transactions
}
/// Returns `true` if the given `transaction` has any spend conflicts with transactions in the
/// mempool.
///
/// Two transactions have a spend conflict if they spend the same UTXO or if they reveal the
/// same nullifier.
fn has_spend_conflicts(&self, unmined_tx: &UnminedTx) -> bool {
let tx = &unmined_tx.transaction;
Self::has_conflicts(&self.spent_outpoints, tx.spent_outpoints())
|| Self::has_conflicts(&self.sprout_nullifiers, tx.sprout_nullifiers().copied())
|| Self::has_conflicts(&self.sapling_nullifiers, tx.sapling_nullifiers().copied())
|| Self::has_conflicts(&self.orchard_nullifiers, tx.orchard_nullifiers().copied())
}
/// Removes the tracked transaction outputs from the mempool.
fn remove_outputs(&mut self, unmined_tx: &UnminedTx) {
let tx = &unmined_tx.transaction;
for index in 0..tx.outputs().len() {
self.created_outputs
.remove(&transparent::OutPoint::from_usize(
unmined_tx.id.mined_id(),
index,
));
}
let spent_outpoints = tx.spent_outpoints().map(Cow::Owned);
let sprout_nullifiers = tx.sprout_nullifiers().map(Cow::Borrowed);
let sapling_nullifiers = tx.sapling_nullifiers().map(Cow::Borrowed);
let orchard_nullifiers = tx.orchard_nullifiers().map(Cow::Borrowed);
Self::remove_from_set(&mut self.spent_outpoints, spent_outpoints);
Self::remove_from_set(&mut self.sprout_nullifiers, sprout_nullifiers);
Self::remove_from_set(&mut self.sapling_nullifiers, sapling_nullifiers);
Self::remove_from_set(&mut self.orchard_nullifiers, orchard_nullifiers);
}
/// Returns `true` if the two sets have common items.
fn has_conflicts<T>(set: &HashSet<T>, mut list: impl Iterator<Item = T>) -> bool
where
T: Eq + Hash,
{
list.any(|item| set.contains(&item))
}
/// Removes some items from a [`HashSet`].
///
/// Each item in the list of `items` should be wrapped in a [`Cow`]. This allows this generic
/// method to support both borrowed and owned items.
fn remove_from_set<'t, T>(set: &mut HashSet<T>, items: impl IntoIterator<Item = Cow<'t, T>>)
where
T: Clone + Eq + Hash + 't,
{
for item in items {
set.remove(&item);
}
}
fn update_metrics(&mut self) {
// Track the sum of unpaid actions within each transaction (as they are subject to the
// unpaid action limit). Transactions that have weight >= 1 have no unpaid actions by
// definition.
let mut unpaid_actions_with_weight_lt20pct = 0;
let mut unpaid_actions_with_weight_lt40pct = 0;
let mut unpaid_actions_with_weight_lt60pct = 0;
let mut unpaid_actions_with_weight_lt80pct = 0;
let mut unpaid_actions_with_weight_lt1 = 0;
// Track the total number of paid actions across all transactions in the mempool. This
// added to the bucketed unpaid actions above is equal to the total number of conventional
// actions in the mempool.
let mut paid_actions = 0;
// Track the sum of transaction sizes (the metric by which they are mainly limited) across
// several buckets.
let mut size_with_weight_lt1 = 0;
let mut size_with_weight_eq1 = 0;
let mut size_with_weight_gt1 = 0;
let mut size_with_weight_gt2 = 0;
let mut size_with_weight_gt3 = 0;
for entry in self.transactions().values() {
paid_actions += entry.conventional_actions - entry.unpaid_actions;
if entry.fee_weight_ratio > 3.0 {
size_with_weight_gt3 += entry.transaction.size;
} else if entry.fee_weight_ratio > 2.0 {
size_with_weight_gt2 += entry.transaction.size;
} else if entry.fee_weight_ratio > 1.0 {
size_with_weight_gt1 += entry.transaction.size;
} else if entry.fee_weight_ratio == 1.0 {
size_with_weight_eq1 += entry.transaction.size;
} else {
size_with_weight_lt1 += entry.transaction.size;
if entry.fee_weight_ratio < 0.2 {
unpaid_actions_with_weight_lt20pct += entry.unpaid_actions;
} else if entry.fee_weight_ratio < 0.4 {
unpaid_actions_with_weight_lt40pct += entry.unpaid_actions;
} else if entry.fee_weight_ratio < 0.6 {
unpaid_actions_with_weight_lt60pct += entry.unpaid_actions;
} else if entry.fee_weight_ratio < 0.8 {
unpaid_actions_with_weight_lt80pct += entry.unpaid_actions;
} else {
unpaid_actions_with_weight_lt1 += entry.unpaid_actions;
}
}
}
metrics::gauge!(
"zcash.mempool.actions.unpaid",
"bk" => "< 0.2",
)
.set(unpaid_actions_with_weight_lt20pct as f64);
metrics::gauge!(
"zcash.mempool.actions.unpaid",
"bk" => "< 0.4",
)
.set(unpaid_actions_with_weight_lt40pct as f64);
metrics::gauge!(
"zcash.mempool.actions.unpaid",
"bk" => "< 0.6",
)
.set(unpaid_actions_with_weight_lt60pct as f64);
metrics::gauge!(
"zcash.mempool.actions.unpaid",
"bk" => "< 0.8",
)
.set(unpaid_actions_with_weight_lt80pct as f64);
metrics::gauge!(
"zcash.mempool.actions.unpaid",
"bk" => "< 1",
)
.set(unpaid_actions_with_weight_lt1 as f64);
metrics::gauge!("zcash.mempool.actions.paid").set(paid_actions as f64);
metrics::gauge!("zcash.mempool.size.transactions",).set(self.transaction_count() as f64);
metrics::gauge!(
"zcash.mempool.size.weighted",
"bk" => "< 1",
)
.set(size_with_weight_lt1 as f64);
metrics::gauge!(
"zcash.mempool.size.weighted",
"bk" => "1",
)
.set(size_with_weight_eq1 as f64);
metrics::gauge!(
"zcash.mempool.size.weighted",
"bk" => "> 1",
)
.set(size_with_weight_gt1 as f64);
metrics::gauge!(
"zcash.mempool.size.weighted",
"bk" => "> 2",
)
.set(size_with_weight_gt2 as f64);
metrics::gauge!(
"zcash.mempool.size.weighted",
"bk" => "> 3",
)
.set(size_with_weight_gt3 as f64);
metrics::gauge!("zcash.mempool.size.bytes",).set(self.transactions_serialized_size as f64);
metrics::gauge!("zcash.mempool.cost.bytes").set(self.total_cost as f64);
}
}