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//! History tree (Merkle mountain range) structure that contains information about
//! the block history as specified in ZIP-221.
mod tests;
use std::{
collections::{BTreeMap, HashSet},
io,
ops::Deref,
sync::Arc,
};
use thiserror::Error;
use crate::{
block::{Block, ChainHistoryMmrRootHash, Height},
fmt::SummaryDebug,
orchard,
parameters::{Network, NetworkUpgrade},
primitives::zcash_history::{Entry, Tree, V1 as PreOrchard, V2 as OrchardOnward},
sapling,
};
/// An error describing why a history tree operation failed.
#[derive(Debug, Error)]
#[non_exhaustive]
#[allow(missing_docs)]
pub enum HistoryTreeError {
#[error("zcash_history error: {inner:?}")]
#[non_exhaustive]
InnerError { inner: zcash_history::Error },
#[error("I/O error")]
IOError(#[from] io::Error),
}
impl PartialEq for HistoryTreeError {
fn eq(&self, other: &Self) -> bool {
// Workaround since subtypes do not implement Eq.
// This is only used for tests anyway.
format!("{self:?}") == format!("{other:?}")
}
}
impl Eq for HistoryTreeError {}
/// The inner [Tree] in one of its supported versions.
#[derive(Debug)]
enum InnerHistoryTree {
/// A pre-Orchard tree.
PreOrchard(Tree<PreOrchard>),
/// An Orchard-onward tree.
OrchardOnward(Tree<OrchardOnward>),
}
/// History tree (Merkle mountain range) structure that contains information about
/// the block history, as specified in [ZIP-221](https://zips.z.cash/zip-0221).
#[derive(Debug)]
pub struct NonEmptyHistoryTree {
network: Network,
network_upgrade: NetworkUpgrade,
/// Merkle mountain range tree from `zcash_history`.
/// This is a "runtime" structure used to add / remove nodes, and it's not
/// persistent.
inner: InnerHistoryTree,
/// The number of nodes in the tree.
size: u32,
/// The peaks of the tree, indexed by their position in the array representation
/// of the tree. This can be persisted to save the tree.
peaks: SummaryDebug<BTreeMap<u32, Entry>>,
/// The height of the most recent block added to the tree.
current_height: Height,
}
impl NonEmptyHistoryTree {
/// Recreate a [`HistoryTree`] from previously saved data.
///
/// The parameters must come from the values of [`NonEmptyHistoryTree::size`],
/// [`NonEmptyHistoryTree::peaks`] and [`NonEmptyHistoryTree::current_height`] of a HistoryTree.
pub fn from_cache(
network: &Network,
size: u32,
peaks: BTreeMap<u32, Entry>,
current_height: Height,
) -> Result<Self, HistoryTreeError> {
let network_upgrade = NetworkUpgrade::current(network, current_height);
let inner = match network_upgrade {
NetworkUpgrade::Genesis
| NetworkUpgrade::BeforeOverwinter
| NetworkUpgrade::Overwinter
| NetworkUpgrade::Sapling
| NetworkUpgrade::Blossom => {
panic!("HistoryTree does not exist for pre-Heartwood upgrades")
}
NetworkUpgrade::Heartwood | NetworkUpgrade::Canopy => {
let tree = Tree::<PreOrchard>::new_from_cache(
network,
network_upgrade,
size,
&peaks,
&Default::default(),
)?;
InnerHistoryTree::PreOrchard(tree)
}
NetworkUpgrade::Nu5 | NetworkUpgrade::Nu6 => {
let tree = Tree::<OrchardOnward>::new_from_cache(
network,
network_upgrade,
size,
&peaks,
&Default::default(),
)?;
InnerHistoryTree::OrchardOnward(tree)
}
};
Ok(Self {
network: network.clone(),
network_upgrade,
inner,
size,
peaks: peaks.into(),
current_height,
})
}
/// Create a new history tree with a single block.
///
/// `sapling_root` is the root of the Sapling note commitment tree of the block.
/// `orchard_root` is the root of the Orchard note commitment tree of the block;
/// (ignored for pre-Orchard blocks).
#[allow(clippy::unwrap_in_result)]
pub fn from_block(
network: &Network,
block: Arc<Block>,
sapling_root: &sapling::tree::Root,
orchard_root: &orchard::tree::Root,
) -> Result<Self, HistoryTreeError> {
let height = block
.coinbase_height()
.expect("block must have coinbase height during contextual verification");
let network_upgrade = NetworkUpgrade::current(network, height);
let (tree, entry) = match network_upgrade {
NetworkUpgrade::Genesis
| NetworkUpgrade::BeforeOverwinter
| NetworkUpgrade::Overwinter
| NetworkUpgrade::Sapling
| NetworkUpgrade::Blossom => {
panic!("HistoryTree does not exist for pre-Heartwood upgrades")
}
NetworkUpgrade::Heartwood | NetworkUpgrade::Canopy => {
let (tree, entry) = Tree::<PreOrchard>::new_from_block(
network,
block,
sapling_root,
&Default::default(),
)?;
(InnerHistoryTree::PreOrchard(tree), entry)
}
NetworkUpgrade::Nu5 | NetworkUpgrade::Nu6 => {
let (tree, entry) = Tree::<OrchardOnward>::new_from_block(
network,
block,
sapling_root,
orchard_root,
)?;
(InnerHistoryTree::OrchardOnward(tree), entry)
}
};
let mut peaks = BTreeMap::new();
peaks.insert(0u32, entry);
Ok(NonEmptyHistoryTree {
network: network.clone(),
network_upgrade,
inner: tree,
size: 1,
peaks: peaks.into(),
current_height: height,
})
}
/// Add block data to the tree.
///
/// `sapling_root` is the root of the Sapling note commitment tree of the block.
/// `orchard_root` is the root of the Orchard note commitment tree of the block;
/// (ignored for pre-Orchard blocks).
///
/// # Panics
///
/// If the block height is not one more than the previously pushed block.
#[allow(clippy::unwrap_in_result)]
pub fn push(
&mut self,
block: Arc<Block>,
sapling_root: &sapling::tree::Root,
orchard_root: &orchard::tree::Root,
) -> Result<(), HistoryTreeError> {
// Check if the block has the expected height.
// librustzcash assumes the heights are correct and corrupts the tree if they are wrong,
// resulting in a confusing error, which we prevent here.
let height = block
.coinbase_height()
.expect("block must have coinbase height during contextual verification");
assert!(
Some(height) == self.current_height + 1,
"added block with height {:?} but it must be {:?}+1",
height,
self.current_height
);
let network_upgrade = NetworkUpgrade::current(&self.network, height);
if network_upgrade != self.network_upgrade {
// This is the activation block of a network upgrade.
// Create a new tree.
let new_tree = Self::from_block(&self.network, block, sapling_root, orchard_root)?;
// Replaces self with the new tree
*self = new_tree;
assert_eq!(self.network_upgrade, network_upgrade);
return Ok(());
}
let new_entries = match &mut self.inner {
InnerHistoryTree::PreOrchard(tree) => tree
.append_leaf(block, sapling_root, orchard_root)
.map_err(|e| HistoryTreeError::InnerError { inner: e })?,
InnerHistoryTree::OrchardOnward(tree) => tree
.append_leaf(block, sapling_root, orchard_root)
.map_err(|e| HistoryTreeError::InnerError { inner: e })?,
};
for entry in new_entries {
// Not every entry is a peak; those will be trimmed later
self.peaks.insert(self.size, entry);
self.size += 1;
}
self.prune()?;
self.current_height = height;
Ok(())
}
/// Extend the history tree with the given blocks.
pub fn try_extend<
'a,
T: IntoIterator<Item = (Arc<Block>, &'a sapling::tree::Root, &'a orchard::tree::Root)>,
>(
&mut self,
iter: T,
) -> Result<(), HistoryTreeError> {
for (block, sapling_root, orchard_root) in iter {
self.push(block, sapling_root, orchard_root)?;
}
Ok(())
}
/// Prune tree, removing all non-peak entries.
fn prune(&mut self) -> Result<(), io::Error> {
// Go through all the peaks of the tree.
// This code is based on a librustzcash example:
// https://github.com/zcash/librustzcash/blob/02052526925fba9389f1428d6df254d4dec967e6/zcash_history/examples/long.rs
// The explanation of how it works is from zcashd:
// https://github.com/zcash/zcash/blob/0247c0c682d59184a717a6536edb0d18834be9a7/src/coins.cpp#L351
let mut peak_pos_set = HashSet::new();
// Assume the following example peak layout with 14 leaves, and 25 stored nodes in
// total (the "tree length"):
//
// P
// /\
// / \
// / \ \
// / \ \ Altitude
// _A_ \ \ 3
// _/ \_ B \ 2
// / \ / \ / \ C 1
// /\ /\ /\ /\ /\ /\ /\ 0
//
// We start by determining the altitude of the highest peak (A).
let mut alt = (32 - (self.size + 1).leading_zeros() - 1) - 1;
// We determine the position of the highest peak (A) by pretending it is the right
// sibling in a tree, and its left-most leaf has position 0. Then the left sibling
// of (A) has position -1, and so we can "jump" to the peak's position by computing
// -1 + 2^(alt + 1) - 1.
let mut peak_pos = (1 << (alt + 1)) - 2;
// Now that we have the position and altitude of the highest peak (A), we collect
// the remaining peaks (B, C). We navigate the peaks as if they were nodes in this
// Merkle tree (with additional imaginary nodes 1 and 2, that have positions beyond
// the MMR's length):
//
// / \
// / \
// / \
// / \
// A ==========> 1
// / \ // \
// _/ \_ B ==> 2
// /\ /\ /\ //
// / \ / \ / \ C
// /\ /\ /\ /\ /\ /\ /\
//
loop {
// If peak_pos is out of bounds of the tree, we compute the position of its left
// child, and drop down one level in the tree.
if peak_pos >= self.size {
// left child, -2^alt
peak_pos -= 1 << alt;
alt -= 1;
}
// If the peak exists, we take it and then continue with its right sibling.
if peak_pos < self.size {
// There is a peak at index `peak_pos`
peak_pos_set.insert(peak_pos);
// right sibling
peak_pos = peak_pos + (1 << (alt + 1)) - 1;
}
if alt == 0 {
break;
}
}
// Remove all non-peak entries
self.peaks.retain(|k, _| peak_pos_set.contains(k));
// Rebuild tree
self.inner = match self.inner {
InnerHistoryTree::PreOrchard(_) => {
InnerHistoryTree::PreOrchard(Tree::<PreOrchard>::new_from_cache(
&self.network,
self.network_upgrade,
self.size,
&self.peaks,
&Default::default(),
)?)
}
InnerHistoryTree::OrchardOnward(_) => {
InnerHistoryTree::OrchardOnward(Tree::<OrchardOnward>::new_from_cache(
&self.network,
self.network_upgrade,
self.size,
&self.peaks,
&Default::default(),
)?)
}
};
Ok(())
}
/// Return the hash of the tree root.
pub fn hash(&self) -> ChainHistoryMmrRootHash {
match &self.inner {
InnerHistoryTree::PreOrchard(tree) => tree.hash(),
InnerHistoryTree::OrchardOnward(tree) => tree.hash(),
}
}
/// Return the peaks of the tree.
pub fn peaks(&self) -> &BTreeMap<u32, Entry> {
&self.peaks
}
/// Return the (total) number of nodes in the tree.
pub fn size(&self) -> u32 {
self.size
}
/// Return the height of the last added block.
pub fn current_height(&self) -> Height {
self.current_height
}
/// Return the network where this tree is used.
pub fn network(&self) -> &Network {
&self.network
}
}
impl Clone for NonEmptyHistoryTree {
fn clone(&self) -> Self {
let tree = match self.inner {
InnerHistoryTree::PreOrchard(_) => InnerHistoryTree::PreOrchard(
Tree::<PreOrchard>::new_from_cache(
&self.network,
self.network_upgrade,
self.size,
&self.peaks,
&Default::default(),
)
.expect("rebuilding an existing tree should always work"),
),
InnerHistoryTree::OrchardOnward(_) => InnerHistoryTree::OrchardOnward(
Tree::<OrchardOnward>::new_from_cache(
&self.network,
self.network_upgrade,
self.size,
&self.peaks,
&Default::default(),
)
.expect("rebuilding an existing tree should always work"),
),
};
NonEmptyHistoryTree {
network: self.network.clone(),
network_upgrade: self.network_upgrade,
inner: tree,
size: self.size,
peaks: self.peaks.clone(),
current_height: self.current_height,
}
}
}
/// A History Tree that keeps track of its own creation in the Heartwood
/// activation block, being empty beforehand.
#[derive(Debug, Default, Clone)]
pub struct HistoryTree(Option<NonEmptyHistoryTree>);
impl HistoryTree {
/// Create a HistoryTree from a block.
///
/// If the block is pre-Heartwood, it returns an empty history tree.
#[allow(clippy::unwrap_in_result)]
pub fn from_block(
network: &Network,
block: Arc<Block>,
sapling_root: &sapling::tree::Root,
orchard_root: &orchard::tree::Root,
) -> Result<Self, HistoryTreeError> {
let Some(heartwood_height) = NetworkUpgrade::Heartwood.activation_height(network) else {
// Return early if there is no Heartwood activation height.
return Ok(HistoryTree(None));
};
match block
.coinbase_height()
.expect("must have height")
.cmp(&heartwood_height)
{
std::cmp::Ordering::Less => Ok(HistoryTree(None)),
_ => Ok(
NonEmptyHistoryTree::from_block(network, block, sapling_root, orchard_root)?.into(),
),
}
}
/// Push a block to a maybe-existing HistoryTree, handling network upgrades.
///
/// The tree is updated in-place. It is created when pushing the Heartwood
/// activation block.
#[allow(clippy::unwrap_in_result)]
pub fn push(
&mut self,
network: &Network,
block: Arc<Block>,
sapling_root: &sapling::tree::Root,
orchard_root: &orchard::tree::Root,
) -> Result<(), HistoryTreeError> {
let Some(heartwood_height) = NetworkUpgrade::Heartwood.activation_height(network) else {
assert!(
self.0.is_none(),
"history tree must not exist pre-Heartwood"
);
return Ok(());
};
match block
.coinbase_height()
.expect("must have height")
.cmp(&heartwood_height)
{
std::cmp::Ordering::Less => {
assert!(
self.0.is_none(),
"history tree must not exist pre-Heartwood"
);
}
std::cmp::Ordering::Equal => {
let tree = Some(NonEmptyHistoryTree::from_block(
network,
block,
sapling_root,
orchard_root,
)?);
// Replace the current object with the new tree
*self = HistoryTree(tree);
}
std::cmp::Ordering::Greater => {
self.0
.as_mut()
.expect("history tree must exist Heartwood-onward")
.push(block.clone(), sapling_root, orchard_root)?;
}
};
Ok(())
}
/// Return the hash of the tree root if the tree is not empty.
pub fn hash(&self) -> Option<ChainHistoryMmrRootHash> {
Some(self.0.as_ref()?.hash())
}
}
impl From<NonEmptyHistoryTree> for HistoryTree {
fn from(tree: NonEmptyHistoryTree) -> Self {
HistoryTree(Some(tree))
}
}
impl From<Option<NonEmptyHistoryTree>> for HistoryTree {
fn from(tree: Option<NonEmptyHistoryTree>) -> Self {
HistoryTree(tree)
}
}
impl Deref for HistoryTree {
type Target = Option<NonEmptyHistoryTree>;
fn deref(&self) -> &Self::Target {
&self.0
}
}
impl PartialEq for HistoryTree {
fn eq(&self, other: &Self) -> bool {
self.as_ref().map(|tree| tree.hash()) == other.as_ref().map(|other_tree| other_tree.hash())
}
}
impl Eq for HistoryTree {}