zebra_state/service/non_finalized_state/chain.rs
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//! [`Chain`] implements a single non-finalized blockchain,
//! starting at the finalized tip.
use std::{
cmp::Ordering,
collections::{BTreeMap, BTreeSet, HashMap, HashSet},
ops::{Deref, DerefMut, RangeInclusive},
sync::Arc,
};
use mset::MultiSet;
use tracing::instrument;
use zebra_chain::{
amount::{Amount, NegativeAllowed, NonNegative},
block::{self, Height},
history_tree::HistoryTree,
orchard,
parallel::tree::NoteCommitmentTrees,
parameters::Network,
primitives::Groth16Proof,
sapling, sprout,
subtree::{NoteCommitmentSubtree, NoteCommitmentSubtreeData, NoteCommitmentSubtreeIndex},
transaction::Transaction::*,
transaction::{self, Transaction},
transparent,
value_balance::ValueBalance,
work::difficulty::PartialCumulativeWork,
};
use crate::{
request::Treestate, service::check, ContextuallyVerifiedBlock, HashOrHeight, OutputLocation,
TransactionLocation, ValidateContextError,
};
use self::index::TransparentTransfers;
pub mod index;
/// A single non-finalized partial chain, from the child of the finalized tip,
/// to a non-finalized chain tip.
#[derive(Clone, Debug, Default)]
pub struct Chain {
// Config
//
/// The configured network for this chain.
network: Network,
/// The internal state of this chain.
inner: ChainInner,
// Diagnostics
//
/// The last height this chain forked at. Diagnostics only.
///
/// This field is only used for metrics. It is not consensus-critical, and it is not checked for
/// equality.
///
/// We keep the same last fork height in both sides of a clone, because every new block clones a
/// chain, even if it's just growing that chain.
///
/// # Note
///
/// Most diagnostics are implemented on the `NonFinalizedState`, rather than each chain. Some
/// diagnostics only use the best chain, and others need to modify the Chain state, but that's
/// difficult with `Arc<Chain>`s.
pub(super) last_fork_height: Option<Height>,
}
/// The internal state of [`Chain`].
#[derive(Clone, Debug, PartialEq, Eq, Default)]
pub struct ChainInner {
// Blocks, heights, hashes, and transaction locations
//
/// The contextually valid blocks which form this non-finalized partial chain, in height order.
pub(crate) blocks: BTreeMap<block::Height, ContextuallyVerifiedBlock>,
/// An index of block heights for each block hash in `blocks`.
pub height_by_hash: HashMap<block::Hash, block::Height>,
/// An index of [`TransactionLocation`]s for each transaction hash in `blocks`.
pub tx_loc_by_hash: HashMap<transaction::Hash, TransactionLocation>,
// Transparent outputs and spends
//
/// The [`transparent::Utxo`]s created by `blocks`.
///
/// Note that these UTXOs may not be unspent.
/// Outputs can be spent by later transactions or blocks in the chain.
//
// TODO: replace OutPoint with OutputLocation?
pub(crate) created_utxos: HashMap<transparent::OutPoint, transparent::OrderedUtxo>,
/// The [`transparent::OutPoint`]s spent by `blocks`,
/// including those created by earlier transactions or blocks in the chain.
pub(crate) spent_utxos: HashSet<transparent::OutPoint>,
// Note commitment trees
//
/// The Sprout note commitment tree for each anchor.
/// This is required for interstitial states.
///
/// When a chain is forked from the finalized tip, also contains the finalized tip root.
/// This extra root is removed when the first non-finalized block is committed.
pub(crate) sprout_trees_by_anchor:
HashMap<sprout::tree::Root, Arc<sprout::tree::NoteCommitmentTree>>,
/// The Sprout note commitment tree for each height.
///
/// When a chain is forked from the finalized tip, also contains the finalized tip tree.
/// This extra tree is removed when the first non-finalized block is committed.
pub(crate) sprout_trees_by_height:
BTreeMap<block::Height, Arc<sprout::tree::NoteCommitmentTree>>,
/// The Sapling note commitment tree for each height.
///
/// When a chain is forked from the finalized tip, also contains the finalized tip tree.
/// This extra tree is removed when the first non-finalized block is committed.
pub(crate) sapling_trees_by_height:
BTreeMap<block::Height, Arc<sapling::tree::NoteCommitmentTree>>,
/// The Orchard note commitment tree for each height.
///
/// When a chain is forked from the finalized tip, also contains the finalized tip tree.
/// This extra tree is removed when the first non-finalized block is committed.
pub(crate) orchard_trees_by_height:
BTreeMap<block::Height, Arc<orchard::tree::NoteCommitmentTree>>,
// History trees
//
/// The ZIP-221 history tree for each height, including all finalized blocks,
/// and the non-finalized `blocks` below that height in this chain.
///
/// When a chain is forked from the finalized tip, also contains the finalized tip tree.
/// This extra tree is removed when the first non-finalized block is committed.
pub(crate) history_trees_by_height: BTreeMap<block::Height, Arc<HistoryTree>>,
// Anchors
//
/// The Sprout anchors created by `blocks`.
///
/// When a chain is forked from the finalized tip, also contains the finalized tip root.
/// This extra root is removed when the first non-finalized block is committed.
pub(crate) sprout_anchors: MultiSet<sprout::tree::Root>,
/// The Sprout anchors created by each block in `blocks`.
///
/// When a chain is forked from the finalized tip, also contains the finalized tip root.
/// This extra root is removed when the first non-finalized block is committed.
pub(crate) sprout_anchors_by_height: BTreeMap<block::Height, sprout::tree::Root>,
/// The Sapling anchors created by `blocks`.
///
/// When a chain is forked from the finalized tip, also contains the finalized tip root.
/// This extra root is removed when the first non-finalized block is committed.
pub(crate) sapling_anchors: MultiSet<sapling::tree::Root>,
/// The Sapling anchors created by each block in `blocks`.
///
/// When a chain is forked from the finalized tip, also contains the finalized tip root.
/// This extra root is removed when the first non-finalized block is committed.
pub(crate) sapling_anchors_by_height: BTreeMap<block::Height, sapling::tree::Root>,
/// A list of Sapling subtrees completed in the non-finalized state
pub(crate) sapling_subtrees:
BTreeMap<NoteCommitmentSubtreeIndex, NoteCommitmentSubtreeData<sapling::tree::Node>>,
/// The Orchard anchors created by `blocks`.
///
/// When a chain is forked from the finalized tip, also contains the finalized tip root.
/// This extra root is removed when the first non-finalized block is committed.
pub(crate) orchard_anchors: MultiSet<orchard::tree::Root>,
/// The Orchard anchors created by each block in `blocks`.
///
/// When a chain is forked from the finalized tip, also contains the finalized tip root.
/// This extra root is removed when the first non-finalized block is committed.
pub(crate) orchard_anchors_by_height: BTreeMap<block::Height, orchard::tree::Root>,
/// A list of Orchard subtrees completed in the non-finalized state
pub(crate) orchard_subtrees:
BTreeMap<NoteCommitmentSubtreeIndex, NoteCommitmentSubtreeData<orchard::tree::Node>>,
// Nullifiers
//
/// The Sprout nullifiers revealed by `blocks`.
pub(crate) sprout_nullifiers: HashSet<sprout::Nullifier>,
/// The Sapling nullifiers revealed by `blocks`.
pub(crate) sapling_nullifiers: HashSet<sapling::Nullifier>,
/// The Orchard nullifiers revealed by `blocks`.
pub(crate) orchard_nullifiers: HashSet<orchard::Nullifier>,
// Transparent Transfers
// TODO: move to the transparent section
//
/// Partial transparent address index data from `blocks`.
pub(super) partial_transparent_transfers: HashMap<transparent::Address, TransparentTransfers>,
// Chain Work
//
/// The cumulative work represented by `blocks`.
///
/// Since the best chain is determined by the largest cumulative work,
/// the work represented by finalized blocks can be ignored,
/// because they are common to all non-finalized chains.
pub(super) partial_cumulative_work: PartialCumulativeWork,
// Chain Pools
//
/// The chain value pool balances of the tip of this [`Chain`], including the block value pool
/// changes from all finalized blocks, and the non-finalized blocks in this chain.
///
/// When a new chain is created from the finalized tip, it is initialized with the finalized tip
/// chain value pool balances.
pub(crate) chain_value_pools: ValueBalance<NonNegative>,
}
impl Chain {
/// Create a new Chain with the given finalized tip trees and network.
pub(crate) fn new(
network: &Network,
finalized_tip_height: Height,
sprout_note_commitment_tree: Arc<sprout::tree::NoteCommitmentTree>,
sapling_note_commitment_tree: Arc<sapling::tree::NoteCommitmentTree>,
orchard_note_commitment_tree: Arc<orchard::tree::NoteCommitmentTree>,
history_tree: Arc<HistoryTree>,
finalized_tip_chain_value_pools: ValueBalance<NonNegative>,
) -> Self {
let inner = ChainInner {
blocks: Default::default(),
height_by_hash: Default::default(),
tx_loc_by_hash: Default::default(),
created_utxos: Default::default(),
spent_utxos: Default::default(),
sprout_anchors: MultiSet::new(),
sprout_anchors_by_height: Default::default(),
sprout_trees_by_anchor: Default::default(),
sprout_trees_by_height: Default::default(),
sapling_anchors: MultiSet::new(),
sapling_anchors_by_height: Default::default(),
sapling_trees_by_height: Default::default(),
sapling_subtrees: Default::default(),
orchard_anchors: MultiSet::new(),
orchard_anchors_by_height: Default::default(),
orchard_trees_by_height: Default::default(),
orchard_subtrees: Default::default(),
sprout_nullifiers: Default::default(),
sapling_nullifiers: Default::default(),
orchard_nullifiers: Default::default(),
partial_transparent_transfers: Default::default(),
partial_cumulative_work: Default::default(),
history_trees_by_height: Default::default(),
chain_value_pools: finalized_tip_chain_value_pools,
};
let mut chain = Self {
network: network.clone(),
inner,
last_fork_height: None,
};
chain.add_sprout_tree_and_anchor(finalized_tip_height, sprout_note_commitment_tree);
chain.add_sapling_tree_and_anchor(finalized_tip_height, sapling_note_commitment_tree);
chain.add_orchard_tree_and_anchor(finalized_tip_height, orchard_note_commitment_tree);
chain.add_history_tree(finalized_tip_height, history_tree);
chain
}
/// Is the internal state of `self` the same as `other`?
///
/// [`Chain`] has custom [`Eq`] and [`Ord`] implementations based on proof of work,
/// which are used to select the best chain. So we can't derive [`Eq`] for [`Chain`].
///
/// Unlike the custom trait impls, this method returns `true` if the entire internal state
/// of two chains is equal.
///
/// If the internal states are different, it returns `false`,
/// even if the blocks in the two chains are equal.
#[cfg(any(test, feature = "proptest-impl"))]
pub fn eq_internal_state(&self, other: &Chain) -> bool {
self.inner == other.inner
}
/// Returns the last fork height if that height is still in the non-finalized state.
/// Otherwise, if that fork has been finalized, returns `None`.
#[allow(dead_code)]
pub fn recent_fork_height(&self) -> Option<Height> {
self.last_fork_height
.filter(|last| last >= &self.non_finalized_root_height())
}
/// Returns this chain fork's length, if its fork is still in the non-finalized state.
/// Otherwise, if the fork has been finalized, returns `None`.
#[allow(dead_code)]
pub fn recent_fork_length(&self) -> Option<u32> {
let fork_length = self.non_finalized_tip_height() - self.recent_fork_height()?;
// If the fork is above the tip, it is invalid, so just return `None`
// (Ignoring invalid data is ok because this is metrics-only code.)
fork_length.try_into().ok()
}
/// Push a contextually valid non-finalized block into this chain as the new tip.
///
/// If the block is invalid, drops this chain, and returns an error.
///
/// Note: a [`ContextuallyVerifiedBlock`] isn't actually contextually valid until
/// [`Self::update_chain_tip_with`] returns success.
#[instrument(level = "debug", skip(self, block), fields(block = %block.block))]
pub fn push(mut self, block: ContextuallyVerifiedBlock) -> Result<Chain, ValidateContextError> {
// update cumulative data members
self.update_chain_tip_with(&block)?;
tracing::debug!(block = %block.block, "adding block to chain");
self.blocks.insert(block.height, block);
Ok(self)
}
/// Pops the lowest height block of the non-finalized portion of a chain,
/// and returns it with its associated treestate.
#[instrument(level = "debug", skip(self))]
pub(crate) fn pop_root(&mut self) -> (ContextuallyVerifiedBlock, Treestate) {
// Obtain the lowest height.
let block_height = self.non_finalized_root_height();
// Obtain the treestate associated with the block being finalized.
let treestate = self
.treestate(block_height.into())
.expect("The treestate must be present for the root height.");
if treestate.note_commitment_trees.sapling_subtree.is_some() {
self.sapling_subtrees.pop_first();
}
if treestate.note_commitment_trees.orchard_subtree.is_some() {
self.orchard_subtrees.pop_first();
}
// Remove the lowest height block from `self.blocks`.
let block = self
.blocks
.remove(&block_height)
.expect("only called while blocks is populated");
// Update cumulative data members.
self.revert_chain_with(&block, RevertPosition::Root);
(block, treestate)
}
/// Returns the height of the chain root.
pub fn non_finalized_root_height(&self) -> block::Height {
self.blocks
.keys()
.next()
.cloned()
.expect("only called while blocks is populated")
}
/// Fork and return a chain at the block with the given `fork_tip`, if it is part of this
/// chain. Otherwise, if this chain does not contain `fork_tip`, returns `None`.
pub fn fork(&self, fork_tip: block::Hash) -> Option<Self> {
if !self.height_by_hash.contains_key(&fork_tip) {
return None;
}
let mut forked = self.clone();
// Revert blocks above the fork
while forked.non_finalized_tip_hash() != fork_tip {
forked.pop_tip();
forked.last_fork_height = Some(forked.non_finalized_tip_height());
}
Some(forked)
}
/// Returns the [`Network`] for this chain.
pub fn network(&self) -> Network {
self.network.clone()
}
/// Returns the [`ContextuallyVerifiedBlock`] with [`block::Hash`] or
/// [`Height`], if it exists in this chain.
pub fn block(&self, hash_or_height: HashOrHeight) -> Option<&ContextuallyVerifiedBlock> {
let height =
hash_or_height.height_or_else(|hash| self.height_by_hash.get(&hash).cloned())?;
self.blocks.get(&height)
}
/// Returns the [`Transaction`] with [`transaction::Hash`], if it exists in this chain.
pub fn transaction(
&self,
hash: transaction::Hash,
) -> Option<(&Arc<Transaction>, block::Height)> {
self.tx_loc_by_hash.get(&hash).map(|tx_loc| {
(
&self.blocks[&tx_loc.height].block.transactions[tx_loc.index.as_usize()],
tx_loc.height,
)
})
}
/// Returns the [`Transaction`] at [`TransactionLocation`], if it exists in this chain.
#[allow(dead_code)]
pub fn transaction_by_loc(&self, tx_loc: TransactionLocation) -> Option<&Arc<Transaction>> {
self.blocks
.get(&tx_loc.height)?
.block
.transactions
.get(tx_loc.index.as_usize())
}
/// Returns the [`transaction::Hash`] for the transaction at [`TransactionLocation`],
/// if it exists in this chain.
#[allow(dead_code)]
pub fn transaction_hash_by_loc(
&self,
tx_loc: TransactionLocation,
) -> Option<&transaction::Hash> {
self.blocks
.get(&tx_loc.height)?
.transaction_hashes
.get(tx_loc.index.as_usize())
}
/// Returns the [`transaction::Hash`]es in the block with `hash_or_height`,
/// if it exists in this chain.
///
/// Hashes are returned in block order.
///
/// Returns `None` if the block is not found.
pub fn transaction_hashes_for_block(
&self,
hash_or_height: HashOrHeight,
) -> Option<Arc<[transaction::Hash]>> {
let transaction_hashes = self.block(hash_or_height)?.transaction_hashes.clone();
Some(transaction_hashes)
}
/// Returns the [`block::Hash`] for `height`, if it exists in this chain.
pub fn hash_by_height(&self, height: Height) -> Option<block::Hash> {
let hash = self.blocks.get(&height)?.hash;
Some(hash)
}
/// Returns the [`Height`] for `hash`, if it exists in this chain.
pub fn height_by_hash(&self, hash: block::Hash) -> Option<Height> {
self.height_by_hash.get(&hash).cloned()
}
/// Returns true is the chain contains the given block hash.
/// Returns false otherwise.
pub fn contains_block_hash(&self, hash: block::Hash) -> bool {
self.height_by_hash.contains_key(&hash)
}
/// Returns true is the chain contains the given block height.
/// Returns false otherwise.
pub fn contains_block_height(&self, height: Height) -> bool {
self.blocks.contains_key(&height)
}
/// Returns true is the chain contains the given block hash or height.
/// Returns false otherwise.
#[allow(dead_code)]
pub fn contains_hash_or_height(&self, hash_or_height: impl Into<HashOrHeight>) -> bool {
use HashOrHeight::*;
let hash_or_height = hash_or_height.into();
match hash_or_height {
Hash(hash) => self.contains_block_hash(hash),
Height(height) => self.contains_block_height(height),
}
}
/// Returns the non-finalized tip block height and hash.
pub fn non_finalized_tip(&self) -> (Height, block::Hash) {
(
self.non_finalized_tip_height(),
self.non_finalized_tip_hash(),
)
}
/// Returns the non-finalized tip block height, hash, and total pool value balances.
pub fn non_finalized_tip_with_value_balance(
&self,
) -> (Height, block::Hash, ValueBalance<NonNegative>) {
(
self.non_finalized_tip_height(),
self.non_finalized_tip_hash(),
self.chain_value_pools,
)
}
/// Returns the Sprout note commitment tree of the tip of this [`Chain`],
/// including all finalized notes, and the non-finalized notes in this chain.
///
/// If the chain is empty, instead returns the tree of the finalized tip,
/// which was supplied in [`Chain::new()`]
///
/// # Panics
///
/// If this chain has no sprout trees. (This should be impossible.)
pub fn sprout_note_commitment_tree_for_tip(&self) -> Arc<sprout::tree::NoteCommitmentTree> {
self.sprout_trees_by_height
.last_key_value()
.expect("only called while sprout_trees_by_height is populated")
.1
.clone()
}
/// Returns the Sprout [`NoteCommitmentTree`](sprout::tree::NoteCommitmentTree) specified by
/// a [`HashOrHeight`], if it exists in the non-finalized [`Chain`].
pub fn sprout_tree(
&self,
hash_or_height: HashOrHeight,
) -> Option<Arc<sprout::tree::NoteCommitmentTree>> {
let height =
hash_or_height.height_or_else(|hash| self.height_by_hash.get(&hash).cloned())?;
self.sprout_trees_by_height
.range(..=height)
.next_back()
.map(|(_height, tree)| tree.clone())
}
/// Adds the Sprout `tree` to the tree and anchor indexes at `height`.
///
/// `height` can be either:
///
/// - the height of a new block that has just been added to the chain tip, or
/// - the finalized tip height—the height of the parent of the first block of a new chain.
///
/// Stores only the first tree in each series of identical trees.
///
/// # Panics
///
/// - If there's a tree already stored at `height`.
/// - If there's an anchor already stored at `height`.
fn add_sprout_tree_and_anchor(
&mut self,
height: Height,
tree: Arc<sprout::tree::NoteCommitmentTree>,
) {
// Having updated all the note commitment trees and nullifier sets in
// this block, the roots of the note commitment trees as of the last
// transaction are the anchor treestates of this block.
//
// Use the previously cached root which was calculated in parallel.
let anchor = tree.root();
trace!(?height, ?anchor, "adding sprout tree");
// Don't add a new tree unless it differs from the previous one or there's no previous tree.
if height.is_min()
|| self
.sprout_tree(
height
.previous()
.expect("Already checked for underflow.")
.into(),
)
.map_or(true, |prev_tree| prev_tree != tree)
{
assert_eq!(
self.sprout_trees_by_height.insert(height, tree.clone()),
None,
"incorrect overwrite of sprout tree: trees must be reverted then inserted",
);
}
// Store the root.
assert_eq!(
self.sprout_anchors_by_height.insert(height, anchor),
None,
"incorrect overwrite of sprout anchor: anchors must be reverted then inserted",
);
// Multiple inserts are expected here,
// because the anchors only change if a block has shielded transactions.
self.sprout_anchors.insert(anchor);
self.sprout_trees_by_anchor.insert(anchor, tree);
}
/// Removes the Sprout tree and anchor indexes at `height`.
///
/// `height` can be at two different [`RevertPosition`]s in the chain:
///
/// - a tip block above a chain fork—only the tree and anchor at that height are removed, or
/// - a root block—all trees and anchors at and below that height are removed, including
/// temporary finalized tip trees.
///
/// # Panics
///
/// - If the anchor being removed is not present.
/// - If there is no tree at `height`.
fn remove_sprout_tree_and_anchor(&mut self, position: RevertPosition, height: Height) {
let (removed_heights, highest_removed_tree) = if position == RevertPosition::Root {
(
// Remove all trees and anchors at or below the removed block.
// This makes sure the temporary trees from finalized tip forks are removed.
self.sprout_anchors_by_height
.keys()
.cloned()
.filter(|index_height| *index_height <= height)
.collect(),
// Cache the highest (rightmost) tree before its removal.
self.sprout_tree(height.into()),
)
} else {
// Just remove the reverted tip trees and anchors.
// We don't need to cache the highest (rightmost) tree.
(vec![height], None)
};
for height in &removed_heights {
let anchor = self
.sprout_anchors_by_height
.remove(height)
.expect("Sprout anchor must be present if block was added to chain");
self.sprout_trees_by_height.remove(height);
trace!(?height, ?position, ?anchor, "removing sprout tree");
// Multiple removals are expected here,
// because the anchors only change if a block has shielded transactions.
assert!(
self.sprout_anchors.remove(&anchor),
"Sprout anchor must be present if block was added to chain"
);
if !self.sprout_anchors.contains(&anchor) {
self.sprout_trees_by_anchor.remove(&anchor);
}
}
// # Invariant
//
// The height following after the removed heights in a non-empty non-finalized state must
// always have its tree.
//
// The loop above can violate the invariant, and if `position` is [`RevertPosition::Root`],
// it will always violate the invariant. We restore the invariant by storing the highest
// (rightmost) removed tree just above `height` if there is no tree at that height.
if !self.is_empty() && height < self.non_finalized_tip_height() {
let next_height = height
.next()
.expect("Zebra should never reach the max height in normal operation.");
self.sprout_trees_by_height
.entry(next_height)
.or_insert_with(|| {
highest_removed_tree.expect("There should be a cached removed tree.")
});
}
}
/// Returns the Sapling note commitment tree of the tip of this [`Chain`],
/// including all finalized notes, and the non-finalized notes in this chain.
///
/// If the chain is empty, instead returns the tree of the finalized tip,
/// which was supplied in [`Chain::new()`]
///
/// # Panics
///
/// If this chain has no sapling trees. (This should be impossible.)
pub fn sapling_note_commitment_tree_for_tip(&self) -> Arc<sapling::tree::NoteCommitmentTree> {
self.sapling_trees_by_height
.last_key_value()
.expect("only called while sapling_trees_by_height is populated")
.1
.clone()
}
/// Returns the Sapling [`NoteCommitmentTree`](sapling::tree::NoteCommitmentTree) specified
/// by a [`HashOrHeight`], if it exists in the non-finalized [`Chain`].
pub fn sapling_tree(
&self,
hash_or_height: HashOrHeight,
) -> Option<Arc<sapling::tree::NoteCommitmentTree>> {
let height =
hash_or_height.height_or_else(|hash| self.height_by_hash.get(&hash).cloned())?;
self.sapling_trees_by_height
.range(..=height)
.next_back()
.map(|(_height, tree)| tree.clone())
}
/// Returns the Sapling [`NoteCommitmentSubtree`] that was completed at a block with
/// [`HashOrHeight`], if it exists in the non-finalized [`Chain`].
///
/// # Concurrency
///
/// This method should not be used to get subtrees in concurrent code by height,
/// because the same heights in different chain forks can have different subtrees.
pub fn sapling_subtree(
&self,
hash_or_height: HashOrHeight,
) -> Option<NoteCommitmentSubtree<sapling::tree::Node>> {
let height =
hash_or_height.height_or_else(|hash| self.height_by_hash.get(&hash).cloned())?;
self.sapling_subtrees
.iter()
.find(|(_index, subtree)| subtree.end_height == height)
.map(|(index, subtree)| subtree.with_index(*index))
}
/// Returns a list of Sapling [`NoteCommitmentSubtree`]s in the provided range.
///
/// Unlike the finalized state and `ReadRequest::SaplingSubtrees`, the returned subtrees
/// can start after `start_index`. These subtrees are continuous up to the tip.
///
/// There is no API for retrieving single subtrees by index, because it can accidentally be
/// used to create an inconsistent list of subtrees after concurrent non-finalized and
/// finalized updates.
pub fn sapling_subtrees_in_range(
&self,
range: impl std::ops::RangeBounds<NoteCommitmentSubtreeIndex>,
) -> BTreeMap<NoteCommitmentSubtreeIndex, NoteCommitmentSubtreeData<sapling::tree::Node>> {
self.sapling_subtrees
.range(range)
.map(|(index, subtree)| (*index, *subtree))
.collect()
}
/// Returns the Sapling [`NoteCommitmentSubtree`] if it was completed at the tip height.
pub fn sapling_subtree_for_tip(&self) -> Option<NoteCommitmentSubtree<sapling::tree::Node>> {
if !self.is_empty() {
let tip = self.non_finalized_tip_height();
self.sapling_subtree(tip.into())
} else {
None
}
}
/// Adds the Sapling `tree` to the tree and anchor indexes at `height`.
///
/// `height` can be either:
///
/// - the height of a new block that has just been added to the chain tip, or
/// - the finalized tip height—the height of the parent of the first block of a new chain.
///
/// Stores only the first tree in each series of identical trees.
///
/// # Panics
///
/// - If there's a tree already stored at `height`.
/// - If there's an anchor already stored at `height`.
fn add_sapling_tree_and_anchor(
&mut self,
height: Height,
tree: Arc<sapling::tree::NoteCommitmentTree>,
) {
let anchor = tree.root();
trace!(?height, ?anchor, "adding sapling tree");
// Don't add a new tree unless it differs from the previous one or there's no previous tree.
if height.is_min()
|| self
.sapling_tree(
height
.previous()
.expect("Already checked for underflow.")
.into(),
)
.map_or(true, |prev_tree| prev_tree != tree)
{
assert_eq!(
self.sapling_trees_by_height.insert(height, tree),
None,
"incorrect overwrite of sapling tree: trees must be reverted then inserted",
);
}
// Store the root.
assert_eq!(
self.sapling_anchors_by_height.insert(height, anchor),
None,
"incorrect overwrite of sapling anchor: anchors must be reverted then inserted",
);
// Multiple inserts are expected here,
// because the anchors only change if a block has shielded transactions.
self.sapling_anchors.insert(anchor);
}
/// Removes the Sapling tree and anchor indexes at `height`.
///
/// `height` can be at two different [`RevertPosition`]s in the chain:
///
/// - a tip block above a chain fork—only the tree and anchor at that height are removed, or
/// - a root block—all trees and anchors at and below that height are removed, including
/// temporary finalized tip trees.
///
/// # Panics
///
/// - If the anchor being removed is not present.
/// - If there is no tree at `height`.
fn remove_sapling_tree_and_anchor(&mut self, position: RevertPosition, height: Height) {
let (removed_heights, highest_removed_tree) = if position == RevertPosition::Root {
(
// Remove all trees and anchors at or below the removed block.
// This makes sure the temporary trees from finalized tip forks are removed.
self.sapling_anchors_by_height
.keys()
.cloned()
.filter(|index_height| *index_height <= height)
.collect(),
// Cache the highest (rightmost) tree before its removal.
self.sapling_tree(height.into()),
)
} else {
// Just remove the reverted tip trees and anchors.
// We don't need to cache the highest (rightmost) tree.
(vec![height], None)
};
for height in &removed_heights {
let anchor = self
.sapling_anchors_by_height
.remove(height)
.expect("Sapling anchor must be present if block was added to chain");
self.sapling_trees_by_height.remove(height);
trace!(?height, ?position, ?anchor, "removing sapling tree");
// Multiple removals are expected here,
// because the anchors only change if a block has shielded transactions.
assert!(
self.sapling_anchors.remove(&anchor),
"Sapling anchor must be present if block was added to chain"
);
}
// # Invariant
//
// The height following after the removed heights in a non-empty non-finalized state must
// always have its tree.
//
// The loop above can violate the invariant, and if `position` is [`RevertPosition::Root`],
// it will always violate the invariant. We restore the invariant by storing the highest
// (rightmost) removed tree just above `height` if there is no tree at that height.
if !self.is_empty() && height < self.non_finalized_tip_height() {
let next_height = height
.next()
.expect("Zebra should never reach the max height in normal operation.");
self.sapling_trees_by_height
.entry(next_height)
.or_insert_with(|| {
highest_removed_tree.expect("There should be a cached removed tree.")
});
}
}
/// Returns the Orchard note commitment tree of the tip of this [`Chain`],
/// including all finalized notes, and the non-finalized notes in this chain.
///
/// If the chain is empty, instead returns the tree of the finalized tip,
/// which was supplied in [`Chain::new()`]
///
/// # Panics
///
/// If this chain has no orchard trees. (This should be impossible.)
pub fn orchard_note_commitment_tree_for_tip(&self) -> Arc<orchard::tree::NoteCommitmentTree> {
self.orchard_trees_by_height
.last_key_value()
.expect("only called while orchard_trees_by_height is populated")
.1
.clone()
}
/// Returns the Orchard
/// [`NoteCommitmentTree`](orchard::tree::NoteCommitmentTree) specified by a
/// [`HashOrHeight`], if it exists in the non-finalized [`Chain`].
pub fn orchard_tree(
&self,
hash_or_height: HashOrHeight,
) -> Option<Arc<orchard::tree::NoteCommitmentTree>> {
let height =
hash_or_height.height_or_else(|hash| self.height_by_hash.get(&hash).cloned())?;
self.orchard_trees_by_height
.range(..=height)
.next_back()
.map(|(_height, tree)| tree.clone())
}
/// Returns the Orchard [`NoteCommitmentSubtree`] that was completed at a block with
/// [`HashOrHeight`], if it exists in the non-finalized [`Chain`].
///
/// # Concurrency
///
/// This method should not be used to get subtrees in concurrent code by height,
/// because the same heights in different chain forks can have different subtrees.
pub fn orchard_subtree(
&self,
hash_or_height: HashOrHeight,
) -> Option<NoteCommitmentSubtree<orchard::tree::Node>> {
let height =
hash_or_height.height_or_else(|hash| self.height_by_hash.get(&hash).cloned())?;
self.orchard_subtrees
.iter()
.find(|(_index, subtree)| subtree.end_height == height)
.map(|(index, subtree)| subtree.with_index(*index))
}
/// Returns a list of Orchard [`NoteCommitmentSubtree`]s in the provided range.
///
/// Unlike the finalized state and `ReadRequest::OrchardSubtrees`, the returned subtrees
/// can start after `start_index`. These subtrees are continuous up to the tip.
///
/// There is no API for retrieving single subtrees by index, because it can accidentally be
/// used to create an inconsistent list of subtrees after concurrent non-finalized and
/// finalized updates.
pub fn orchard_subtrees_in_range(
&self,
range: impl std::ops::RangeBounds<NoteCommitmentSubtreeIndex>,
) -> BTreeMap<NoteCommitmentSubtreeIndex, NoteCommitmentSubtreeData<orchard::tree::Node>> {
self.orchard_subtrees
.range(range)
.map(|(index, subtree)| (*index, *subtree))
.collect()
}
/// Returns the Orchard [`NoteCommitmentSubtree`] if it was completed at the tip height.
pub fn orchard_subtree_for_tip(&self) -> Option<NoteCommitmentSubtree<orchard::tree::Node>> {
if !self.is_empty() {
let tip = self.non_finalized_tip_height();
self.orchard_subtree(tip.into())
} else {
None
}
}
/// Adds the Orchard `tree` to the tree and anchor indexes at `height`.
///
/// `height` can be either:
///
/// - the height of a new block that has just been added to the chain tip, or
/// - the finalized tip height—the height of the parent of the first block of a new chain.
///
/// Stores only the first tree in each series of identical trees.
///
/// # Panics
///
/// - If there's a tree already stored at `height`.
/// - If there's an anchor already stored at `height`.
fn add_orchard_tree_and_anchor(
&mut self,
height: Height,
tree: Arc<orchard::tree::NoteCommitmentTree>,
) {
// Having updated all the note commitment trees and nullifier sets in
// this block, the roots of the note commitment trees as of the last
// transaction are the anchor treestates of this block.
//
// Use the previously cached root which was calculated in parallel.
let anchor = tree.root();
trace!(?height, ?anchor, "adding orchard tree");
// Don't add a new tree unless it differs from the previous one or there's no previous tree.
if height.is_min()
|| self
.orchard_tree(
height
.previous()
.expect("Already checked for underflow.")
.into(),
)
.map_or(true, |prev_tree| prev_tree != tree)
{
assert_eq!(
self.orchard_trees_by_height.insert(height, tree),
None,
"incorrect overwrite of orchard tree: trees must be reverted then inserted",
);
}
// Store the root.
assert_eq!(
self.orchard_anchors_by_height.insert(height, anchor),
None,
"incorrect overwrite of orchard anchor: anchors must be reverted then inserted",
);
// Multiple inserts are expected here,
// because the anchors only change if a block has shielded transactions.
self.orchard_anchors.insert(anchor);
}
/// Removes the Orchard tree and anchor indexes at `height`.
///
/// `height` can be at two different [`RevertPosition`]s in the chain:
///
/// - a tip block above a chain fork—only the tree and anchor at that height are removed, or
/// - a root block—all trees and anchors at and below that height are removed, including
/// temporary finalized tip trees.
///
/// # Panics
///
/// - If the anchor being removed is not present.
/// - If there is no tree at `height`.
fn remove_orchard_tree_and_anchor(&mut self, position: RevertPosition, height: Height) {
let (removed_heights, highest_removed_tree) = if position == RevertPosition::Root {
(
// Remove all trees and anchors at or below the removed block.
// This makes sure the temporary trees from finalized tip forks are removed.
self.orchard_anchors_by_height
.keys()
.cloned()
.filter(|index_height| *index_height <= height)
.collect(),
// Cache the highest (rightmost) tree before its removal.
self.orchard_tree(height.into()),
)
} else {
// Just remove the reverted tip trees and anchors.
// We don't need to cache the highest (rightmost) tree.
(vec![height], None)
};
for height in &removed_heights {
let anchor = self
.orchard_anchors_by_height
.remove(height)
.expect("Orchard anchor must be present if block was added to chain");
self.orchard_trees_by_height.remove(height);
trace!(?height, ?position, ?anchor, "removing orchard tree");
// Multiple removals are expected here,
// because the anchors only change if a block has shielded transactions.
assert!(
self.orchard_anchors.remove(&anchor),
"Orchard anchor must be present if block was added to chain"
);
}
// # Invariant
//
// The height following after the removed heights in a non-empty non-finalized state must
// always have its tree.
//
// The loop above can violate the invariant, and if `position` is [`RevertPosition::Root`],
// it will always violate the invariant. We restore the invariant by storing the highest
// (rightmost) removed tree just above `height` if there is no tree at that height.
if !self.is_empty() && height < self.non_finalized_tip_height() {
let next_height = height
.next()
.expect("Zebra should never reach the max height in normal operation.");
self.orchard_trees_by_height
.entry(next_height)
.or_insert_with(|| {
highest_removed_tree.expect("There should be a cached removed tree.")
});
}
}
/// Returns the History tree of the tip of this [`Chain`],
/// including all finalized blocks, and the non-finalized blocks below the chain tip.
///
/// If the chain is empty, instead returns the tree of the finalized tip,
/// which was supplied in [`Chain::new()`]
///
/// # Panics
///
/// If this chain has no history trees. (This should be impossible.)
pub fn history_block_commitment_tree(&self) -> Arc<HistoryTree> {
self.history_trees_by_height
.last_key_value()
.expect("only called while history_trees_by_height is populated")
.1
.clone()
}
/// Returns the [`HistoryTree`] specified by a [`HashOrHeight`], if it
/// exists in the non-finalized [`Chain`].
pub fn history_tree(&self, hash_or_height: HashOrHeight) -> Option<Arc<HistoryTree>> {
let height =
hash_or_height.height_or_else(|hash| self.height_by_hash.get(&hash).cloned())?;
self.history_trees_by_height.get(&height).cloned()
}
/// Add the History `tree` to the history tree index at `height`.
///
/// `height` can be either:
/// - the height of a new block that has just been added to the chain tip, or
/// - the finalized tip height: the height of the parent of the first block of a new chain.
fn add_history_tree(&mut self, height: Height, tree: Arc<HistoryTree>) {
// The history tree commits to all the blocks before this block.
//
// Use the previously cached root which was calculated in parallel.
trace!(?height, "adding history tree");
assert_eq!(
self.history_trees_by_height.insert(height, tree),
None,
"incorrect overwrite of history tree: trees must be reverted then inserted",
);
}
/// Remove the History tree index at `height`.
///
/// `height` can be at two different [`RevertPosition`]s in the chain:
/// - a tip block above a chain fork: only that height is removed, or
/// - a root block: all trees below that height are removed,
/// including temporary finalized tip trees.
fn remove_history_tree(&mut self, position: RevertPosition, height: Height) {
trace!(?height, ?position, "removing history tree");
if position == RevertPosition::Root {
// Remove all trees at or below the reverted root block.
// This makes sure the temporary trees from finalized tip forks are removed.
self.history_trees_by_height
.retain(|index_height, _tree| *index_height > height);
} else {
// Just remove the reverted tip tree.
self.history_trees_by_height
.remove(&height)
.expect("History tree must be present if block was added to chain");
}
}
fn treestate(&self, hash_or_height: HashOrHeight) -> Option<Treestate> {
let sprout_tree = self.sprout_tree(hash_or_height)?;
let sapling_tree = self.sapling_tree(hash_or_height)?;
let orchard_tree = self.orchard_tree(hash_or_height)?;
let history_tree = self.history_tree(hash_or_height)?;
let sapling_subtree = self.sapling_subtree(hash_or_height);
let orchard_subtree = self.orchard_subtree(hash_or_height);
Some(Treestate::new(
sprout_tree,
sapling_tree,
orchard_tree,
sapling_subtree,
orchard_subtree,
history_tree,
))
}
/// Returns the block hash of the tip block.
pub fn non_finalized_tip_hash(&self) -> block::Hash {
self.blocks
.values()
.next_back()
.expect("only called while blocks is populated")
.hash
}
/// Returns the non-finalized root block hash and height.
#[allow(dead_code)]
pub fn non_finalized_root(&self) -> (block::Hash, block::Height) {
(
self.non_finalized_root_hash(),
self.non_finalized_root_height(),
)
}
/// Returns the block hash of the non-finalized root block.
pub fn non_finalized_root_hash(&self) -> block::Hash {
self.blocks
.values()
.next()
.expect("only called while blocks is populated")
.hash
}
/// Returns the block hash of the `n`th block from the non-finalized root.
///
/// This is the block at `non_finalized_root_height() + n`.
#[allow(dead_code)]
pub fn non_finalized_nth_hash(&self, n: usize) -> Option<block::Hash> {
self.blocks.values().nth(n).map(|block| block.hash)
}
/// Remove the highest height block of the non-finalized portion of a chain.
fn pop_tip(&mut self) {
let block_height = self.non_finalized_tip_height();
let block = self
.blocks
.remove(&block_height)
.expect("only called while blocks is populated");
assert!(
!self.blocks.is_empty(),
"Non-finalized chains must have at least one block to be valid"
);
self.revert_chain_with(&block, RevertPosition::Tip);
}
/// Return the non-finalized tip height for this chain.
///
/// # Panics
///
/// Panics if called while the chain is empty,
/// or while the chain is updating its internal state with the first block.
pub fn non_finalized_tip_height(&self) -> block::Height {
self.max_block_height()
.expect("only called while blocks is populated")
}
/// Return the non-finalized tip height for this chain,
/// or `None` if `self.blocks` is empty.
fn max_block_height(&self) -> Option<block::Height> {
self.blocks.keys().next_back().cloned()
}
/// Return the non-finalized tip block for this chain,
/// or `None` if `self.blocks` is empty.
pub fn tip_block(&self) -> Option<&ContextuallyVerifiedBlock> {
self.blocks.values().next_back()
}
/// Returns true if the non-finalized part of this chain is empty.
pub fn is_empty(&self) -> bool {
self.blocks.is_empty()
}
/// Returns the non-finalized length of this chain.
#[allow(dead_code)]
pub fn len(&self) -> usize {
self.blocks.len()
}
/// Returns the unspent transaction outputs (UTXOs) in this non-finalized chain.
///
/// Callers should also check the finalized state for available UTXOs.
/// If UTXOs remain unspent when a block is finalized, they are stored in the finalized state,
/// and removed from the relevant chain(s).
pub fn unspent_utxos(&self) -> HashMap<transparent::OutPoint, transparent::OrderedUtxo> {
let mut unspent_utxos = self.created_utxos.clone();
unspent_utxos.retain(|outpoint, _utxo| !self.spent_utxos.contains(outpoint));
unspent_utxos
}
/// Returns the [`transparent::Utxo`] pointed to by the given
/// [`transparent::OutPoint`] if it was created by this chain.
///
/// UTXOs are returned regardless of whether they have been spent.
pub fn created_utxo(&self, outpoint: &transparent::OutPoint) -> Option<transparent::Utxo> {
if let Some(utxo) = self.created_utxos.get(outpoint) {
return Some(utxo.utxo.clone());
}
None
}
// Address index queries
/// Returns the transparent transfers for `addresses` in this non-finalized chain.
///
/// If none of the addresses have an address index, returns an empty iterator.
///
/// # Correctness
///
/// Callers should apply the returned indexes to the corresponding finalized state indexes.
///
/// The combined result will only be correct if the chains match.
/// The exact type of match varies by query.
pub fn partial_transparent_indexes<'a>(
&'a self,
addresses: &'a HashSet<transparent::Address>,
) -> impl Iterator<Item = &'a TransparentTransfers> {
addresses
.iter()
.flat_map(|address| self.partial_transparent_transfers.get(address))
}
/// Returns the transparent balance change for `addresses` in this non-finalized chain.
///
/// If the balance doesn't change for any of the addresses, returns zero.
///
/// # Correctness
///
/// Callers should apply this balance change to the finalized state balance for `addresses`.
///
/// The total balance will only be correct if this partial chain matches the finalized state.
/// Specifically, the root of this partial chain must be a child block of the finalized tip.
pub fn partial_transparent_balance_change(
&self,
addresses: &HashSet<transparent::Address>,
) -> Amount<NegativeAllowed> {
let balance_change: Result<Amount<NegativeAllowed>, _> = self
.partial_transparent_indexes(addresses)
.map(|transfers| transfers.balance())
.sum();
balance_change.expect(
"unexpected amount overflow: value balances are valid, so partial sum should be valid",
)
}
/// Returns the transparent UTXO changes for `addresses` in this non-finalized chain.
///
/// If the UTXOs don't change for any of the addresses, returns empty lists.
///
/// # Correctness
///
/// Callers should apply these non-finalized UTXO changes to the finalized state UTXOs.
///
/// The UTXOs will only be correct if the non-finalized chain matches or overlaps with
/// the finalized state.
///
/// Specifically, a block in the partial chain must be a child block of the finalized tip.
/// (But the child block does not have to be the partial chain root.)
pub fn partial_transparent_utxo_changes(
&self,
addresses: &HashSet<transparent::Address>,
) -> (
BTreeMap<OutputLocation, transparent::Output>,
BTreeSet<OutputLocation>,
) {
let created_utxos = self
.partial_transparent_indexes(addresses)
.flat_map(|transfers| transfers.created_utxos())
.map(|(out_loc, output)| (*out_loc, output.clone()))
.collect();
let spent_utxos = self
.partial_transparent_indexes(addresses)
.flat_map(|transfers| transfers.spent_utxos())
.cloned()
.collect();
(created_utxos, spent_utxos)
}
/// Returns the [`transaction::Hash`]es used by `addresses` to receive or spend funds,
/// in the non-finalized chain, filtered using the `query_height_range`.
///
/// If none of the addresses receive or spend funds in this partial chain, returns an empty list.
///
/// # Correctness
///
/// Callers should combine these non-finalized transactions with the finalized state transactions.
///
/// The transaction IDs will only be correct if the non-finalized chain matches or overlaps with
/// the finalized state.
///
/// Specifically, a block in the partial chain must be a child block of the finalized tip.
/// (But the child block does not have to be the partial chain root.)
///
/// This condition does not apply if there is only one address.
/// Since address transactions are only appended by blocks,
/// and the finalized state query reads them in order,
/// it is impossible to get inconsistent transactions for a single address.
pub fn partial_transparent_tx_ids(
&self,
addresses: &HashSet<transparent::Address>,
query_height_range: RangeInclusive<Height>,
) -> BTreeMap<TransactionLocation, transaction::Hash> {
self.partial_transparent_indexes(addresses)
.flat_map(|transfers| {
transfers.tx_ids(&self.tx_loc_by_hash, query_height_range.clone())
})
.collect()
}
/// Update the chain tip with the `contextually_valid` block,
/// running note commitment tree updates in parallel with other updates.
///
/// Used to implement `update_chain_tip_with::<ContextuallyVerifiedBlock>`.
#[instrument(skip(self, contextually_valid), fields(block = %contextually_valid.block))]
#[allow(clippy::unwrap_in_result)]
fn update_chain_tip_with_block_parallel(
&mut self,
contextually_valid: &ContextuallyVerifiedBlock,
) -> Result<(), ValidateContextError> {
let height = contextually_valid.height;
// Prepare data for parallel execution
let mut nct = NoteCommitmentTrees {
sprout: self.sprout_note_commitment_tree_for_tip(),
sapling: self.sapling_note_commitment_tree_for_tip(),
sapling_subtree: self.sapling_subtree_for_tip(),
orchard: self.orchard_note_commitment_tree_for_tip(),
orchard_subtree: self.orchard_subtree_for_tip(),
};
let mut tree_result = None;
let mut partial_result = None;
// Run 4 tasks in parallel:
// - sprout, sapling, and orchard tree updates and root calculations
// - the rest of the Chain updates
rayon::in_place_scope_fifo(|scope| {
// Spawns a separate rayon task for each note commitment tree
tree_result = Some(nct.update_trees_parallel(&contextually_valid.block.clone()));
scope.spawn_fifo(|_scope| {
partial_result =
Some(self.update_chain_tip_with_block_except_trees(contextually_valid));
});
});
tree_result.expect("scope has already finished")?;
partial_result.expect("scope has already finished")?;
// Update the note commitment trees in the chain.
self.add_sprout_tree_and_anchor(height, nct.sprout);
self.add_sapling_tree_and_anchor(height, nct.sapling);
self.add_orchard_tree_and_anchor(height, nct.orchard);
if let Some(subtree) = nct.sapling_subtree {
self.sapling_subtrees
.insert(subtree.index, subtree.into_data());
}
if let Some(subtree) = nct.orchard_subtree {
self.orchard_subtrees
.insert(subtree.index, subtree.into_data());
}
let sapling_root = self.sapling_note_commitment_tree_for_tip().root();
let orchard_root = self.orchard_note_commitment_tree_for_tip().root();
// TODO: update the history trees in a rayon thread, if they show up in CPU profiles
let mut history_tree = self.history_block_commitment_tree();
let history_tree_mut = Arc::make_mut(&mut history_tree);
history_tree_mut
.push(
&self.network,
contextually_valid.block.clone(),
&sapling_root,
&orchard_root,
)
.map_err(Arc::new)?;
self.add_history_tree(height, history_tree);
Ok(())
}
/// Update the chain tip with the `contextually_valid` block,
/// except for the note commitment and history tree updates.
///
/// Used to implement `update_chain_tip_with::<ContextuallyVerifiedBlock>`.
#[instrument(skip(self, contextually_valid), fields(block = %contextually_valid.block))]
#[allow(clippy::unwrap_in_result)]
fn update_chain_tip_with_block_except_trees(
&mut self,
contextually_valid: &ContextuallyVerifiedBlock,
) -> Result<(), ValidateContextError> {
let (
block,
hash,
height,
new_outputs,
spent_outputs,
transaction_hashes,
chain_value_pool_change,
) = (
contextually_valid.block.as_ref(),
contextually_valid.hash,
contextually_valid.height,
&contextually_valid.new_outputs,
&contextually_valid.spent_outputs,
&contextually_valid.transaction_hashes,
&contextually_valid.chain_value_pool_change,
);
// add hash to height_by_hash
let prior_height = self.height_by_hash.insert(hash, height);
assert!(
prior_height.is_none(),
"block heights must be unique within a single chain"
);
// add work to partial cumulative work
let block_work = block
.header
.difficulty_threshold
.to_work()
.expect("work has already been validated");
self.partial_cumulative_work += block_work;
// for each transaction in block
for (transaction_index, (transaction, transaction_hash)) in block
.transactions
.iter()
.zip(transaction_hashes.iter().cloned())
.enumerate()
{
let (
inputs,
outputs,
joinsplit_data,
sapling_shielded_data_per_spend_anchor,
sapling_shielded_data_shared_anchor,
orchard_shielded_data,
) = match transaction.deref() {
V4 {
inputs,
outputs,
joinsplit_data,
sapling_shielded_data,
..
} => (inputs, outputs, joinsplit_data, sapling_shielded_data, &None, &None),
V5 {
inputs,
outputs,
sapling_shielded_data,
orchard_shielded_data,
..
} => (
inputs,
outputs,
&None,
&None,
sapling_shielded_data,
orchard_shielded_data,
),
V1 { .. } | V2 { .. } | V3 { .. } => unreachable!(
"older transaction versions only exist in finalized blocks, because of the mandatory canopy checkpoint",
),
};
// add key `transaction.hash` and value `(height, tx_index)` to `tx_loc_by_hash`
let transaction_location = TransactionLocation::from_usize(height, transaction_index);
let prior_pair = self
.tx_loc_by_hash
.insert(transaction_hash, transaction_location);
assert_eq!(
prior_pair, None,
"transactions must be unique within a single chain"
);
// add the utxos this produced
self.update_chain_tip_with(&(outputs, &transaction_hash, new_outputs))?;
// delete the utxos this consumed
self.update_chain_tip_with(&(inputs, &transaction_hash, spent_outputs))?;
// add the shielded data
self.update_chain_tip_with(joinsplit_data)?;
self.update_chain_tip_with(sapling_shielded_data_per_spend_anchor)?;
self.update_chain_tip_with(sapling_shielded_data_shared_anchor)?;
self.update_chain_tip_with(orchard_shielded_data)?;
}
// update the chain value pool balances
self.update_chain_tip_with(chain_value_pool_change)?;
Ok(())
}
}
impl Deref for Chain {
type Target = ChainInner;
fn deref(&self) -> &Self::Target {
&self.inner
}
}
impl DerefMut for Chain {
fn deref_mut(&mut self) -> &mut Self::Target {
&mut self.inner
}
}
/// The revert position being performed on a chain.
#[derive(Copy, Clone, Debug, PartialEq, Eq, Hash)]
enum RevertPosition {
/// The chain root is being reverted via [`Chain::pop_root`], when a block
/// is finalized.
Root,
/// The chain tip is being reverted via [`Chain::pop_tip`],
/// when a chain is forked.
Tip,
}
/// Helper trait to organize inverse operations done on the [`Chain`] type.
///
/// Used to overload update and revert methods, based on the type of the argument,
/// and the position of the removed block in the chain.
///
/// This trait was motivated by the length of the `push`, [`Chain::pop_root`],
/// and [`Chain::pop_tip`] functions, and fear that it would be easy to
/// introduce bugs when updating them, unless the code was reorganized to keep
/// related operations adjacent to each other.
trait UpdateWith<T> {
/// When `T` is added to the chain tip,
/// update [`Chain`] cumulative data members to add data that are derived from `T`.
fn update_chain_tip_with(&mut self, _: &T) -> Result<(), ValidateContextError>;
/// When `T` is removed from `position` in the chain,
/// revert [`Chain`] cumulative data members to remove data that are derived from `T`.
fn revert_chain_with(&mut self, _: &T, position: RevertPosition);
}
impl UpdateWith<ContextuallyVerifiedBlock> for Chain {
#[instrument(skip(self, contextually_valid), fields(block = %contextually_valid.block))]
#[allow(clippy::unwrap_in_result)]
fn update_chain_tip_with(
&mut self,
contextually_valid: &ContextuallyVerifiedBlock,
) -> Result<(), ValidateContextError> {
self.update_chain_tip_with_block_parallel(contextually_valid)
}
#[instrument(skip(self, contextually_valid), fields(block = %contextually_valid.block))]
fn revert_chain_with(
&mut self,
contextually_valid: &ContextuallyVerifiedBlock,
position: RevertPosition,
) {
let (
block,
hash,
height,
new_outputs,
spent_outputs,
transaction_hashes,
chain_value_pool_change,
) = (
contextually_valid.block.as_ref(),
contextually_valid.hash,
contextually_valid.height,
&contextually_valid.new_outputs,
&contextually_valid.spent_outputs,
&contextually_valid.transaction_hashes,
&contextually_valid.chain_value_pool_change,
);
// remove the blocks hash from `height_by_hash`
assert!(
self.height_by_hash.remove(&hash).is_some(),
"hash must be present if block was added to chain"
);
// TODO: move this to a Work or block header UpdateWith.revert...()?
// remove work from partial_cumulative_work
let block_work = block
.header
.difficulty_threshold
.to_work()
.expect("work has already been validated");
self.partial_cumulative_work -= block_work;
// for each transaction in block
for (transaction, transaction_hash) in
block.transactions.iter().zip(transaction_hashes.iter())
{
let (
inputs,
outputs,
joinsplit_data,
sapling_shielded_data_per_spend_anchor,
sapling_shielded_data_shared_anchor,
orchard_shielded_data,
) = match transaction.deref() {
V4 {
inputs,
outputs,
joinsplit_data,
sapling_shielded_data,
..
} => (inputs, outputs, joinsplit_data, sapling_shielded_data, &None, &None),
V5 {
inputs,
outputs,
sapling_shielded_data,
orchard_shielded_data,
..
} => (
inputs,
outputs,
&None,
&None,
sapling_shielded_data,
orchard_shielded_data,
),
V1 { .. } | V2 { .. } | V3 { .. } => unreachable!(
"older transaction versions only exist in finalized blocks, because of the mandatory canopy checkpoint",
),
};
// remove the utxos this produced
self.revert_chain_with(&(outputs, transaction_hash, new_outputs), position);
// reset the utxos this consumed
self.revert_chain_with(&(inputs, transaction_hash, spent_outputs), position);
// TODO: move this to the history tree UpdateWith.revert...()?
// remove `transaction.hash` from `tx_loc_by_hash`
assert!(
self.tx_loc_by_hash.remove(transaction_hash).is_some(),
"transactions must be present if block was added to chain"
);
// remove the shielded data
self.revert_chain_with(joinsplit_data, position);
self.revert_chain_with(sapling_shielded_data_per_spend_anchor, position);
self.revert_chain_with(sapling_shielded_data_shared_anchor, position);
self.revert_chain_with(orchard_shielded_data, position);
}
// TODO: move these to the shielded UpdateWith.revert...()?
self.remove_sprout_tree_and_anchor(position, height);
self.remove_sapling_tree_and_anchor(position, height);
self.remove_orchard_tree_and_anchor(position, height);
// TODO: move this to the history tree UpdateWith.revert...()?
self.remove_history_tree(position, height);
// revert the chain value pool balances, if needed
self.revert_chain_with(chain_value_pool_change, position);
}
}
// Created UTXOs
//
// TODO: replace arguments with a struct
impl
UpdateWith<(
// The outputs from a transaction in this block
&Vec<transparent::Output>,
// The hash of the transaction that the outputs are from
&transaction::Hash,
// The UTXOs for all outputs created by this transaction (or block)
&HashMap<transparent::OutPoint, transparent::OrderedUtxo>,
)> for Chain
{
#[allow(clippy::unwrap_in_result)]
fn update_chain_tip_with(
&mut self,
&(created_outputs, creating_tx_hash, block_created_outputs): &(
&Vec<transparent::Output>,
&transaction::Hash,
&HashMap<transparent::OutPoint, transparent::OrderedUtxo>,
),
) -> Result<(), ValidateContextError> {
for output_index in 0..created_outputs.len() {
let outpoint = transparent::OutPoint {
hash: *creating_tx_hash,
index: output_index.try_into().expect("valid indexes fit in u32"),
};
let created_utxo = block_created_outputs
.get(&outpoint)
.expect("new_outputs contains all created UTXOs");
// Update the chain's created UTXOs
let previous_entry = self.created_utxos.insert(outpoint, created_utxo.clone());
assert_eq!(
previous_entry, None,
"unexpected created output: duplicate update or duplicate UTXO",
);
// Update the address index with this UTXO
if let Some(receiving_address) = created_utxo.utxo.output.address(&self.network) {
let address_transfers = self
.partial_transparent_transfers
.entry(receiving_address)
.or_default();
address_transfers.update_chain_tip_with(&(&outpoint, created_utxo))?;
}
}
Ok(())
}
fn revert_chain_with(
&mut self,
&(created_outputs, creating_tx_hash, block_created_outputs): &(
&Vec<transparent::Output>,
&transaction::Hash,
&HashMap<transparent::OutPoint, transparent::OrderedUtxo>,
),
position: RevertPosition,
) {
for output_index in 0..created_outputs.len() {
let outpoint = transparent::OutPoint {
hash: *creating_tx_hash,
index: output_index.try_into().expect("valid indexes fit in u32"),
};
let created_utxo = block_created_outputs
.get(&outpoint)
.expect("new_outputs contains all created UTXOs");
// Revert the chain's created UTXOs
let removed_entry = self.created_utxos.remove(&outpoint);
assert!(
removed_entry.is_some(),
"unexpected revert of created output: duplicate revert or duplicate UTXO",
);
// Revert the address index for this UTXO
if let Some(receiving_address) = created_utxo.utxo.output.address(&self.network) {
let address_transfers = self
.partial_transparent_transfers
.get_mut(&receiving_address)
.expect("block has previously been applied to the chain");
address_transfers.revert_chain_with(&(&outpoint, created_utxo), position);
// Remove this transfer if it is now empty
if address_transfers.is_empty() {
self.partial_transparent_transfers
.remove(&receiving_address);
}
}
}
}
}
// Transparent inputs
//
// TODO: replace arguments with a struct
impl
UpdateWith<(
// The inputs from a transaction in this block
&Vec<transparent::Input>,
// The hash of the transaction that the inputs are from
// (not the transaction the spent output was created by)
&transaction::Hash,
// The outputs for all inputs spent in this transaction (or block)
&HashMap<transparent::OutPoint, transparent::OrderedUtxo>,
)> for Chain
{
fn update_chain_tip_with(
&mut self,
&(spending_inputs, spending_tx_hash, spent_outputs): &(
&Vec<transparent::Input>,
&transaction::Hash,
&HashMap<transparent::OutPoint, transparent::OrderedUtxo>,
),
) -> Result<(), ValidateContextError> {
for spending_input in spending_inputs.iter() {
let spent_outpoint = if let Some(spent_outpoint) = spending_input.outpoint() {
spent_outpoint
} else {
continue;
};
// Index the spent outpoint in the chain
let first_spend = self.spent_utxos.insert(spent_outpoint);
assert!(
first_spend,
"unexpected duplicate spent output: should be checked earlier"
);
// TODO: fix tests to supply correct spent outputs, then turn this into an expect()
let spent_output = if let Some(spent_output) = spent_outputs.get(&spent_outpoint) {
spent_output
} else if !cfg!(test) {
panic!("unexpected missing spent output: all spent outputs must be indexed");
} else {
continue;
};
// Index the spent output for the address
if let Some(spending_address) = spent_output.utxo.output.address(&self.network) {
let address_transfers = self
.partial_transparent_transfers
.entry(spending_address)
.or_default();
address_transfers.update_chain_tip_with(&(
spending_input,
spending_tx_hash,
spent_output,
))?;
}
}
Ok(())
}
fn revert_chain_with(
&mut self,
&(spending_inputs, spending_tx_hash, spent_outputs): &(
&Vec<transparent::Input>,
&transaction::Hash,
&HashMap<transparent::OutPoint, transparent::OrderedUtxo>,
),
position: RevertPosition,
) {
for spending_input in spending_inputs.iter() {
let spent_outpoint = if let Some(spent_outpoint) = spending_input.outpoint() {
spent_outpoint
} else {
continue;
};
// Revert the spent outpoint in the chain
let spent_outpoint_was_removed = self.spent_utxos.remove(&spent_outpoint);
assert!(
spent_outpoint_was_removed,
"spent_utxos must be present if block was added to chain"
);
// TODO: fix tests to supply correct spent outputs, then turn this into an expect()
let spent_output = if let Some(spent_output) = spent_outputs.get(&spent_outpoint) {
spent_output
} else if !cfg!(test) {
panic!(
"unexpected missing reverted spent output: all spent outputs must be indexed"
);
} else {
continue;
};
// Revert the spent output for the address
if let Some(receiving_address) = spent_output.utxo.output.address(&self.network) {
let address_transfers = self
.partial_transparent_transfers
.get_mut(&receiving_address)
.expect("block has previously been applied to the chain");
address_transfers
.revert_chain_with(&(spending_input, spending_tx_hash, spent_output), position);
// Remove this transfer if it is now empty
if address_transfers.is_empty() {
self.partial_transparent_transfers
.remove(&receiving_address);
}
}
}
}
}
impl UpdateWith<Option<transaction::JoinSplitData<Groth16Proof>>> for Chain {
#[instrument(skip(self, joinsplit_data))]
fn update_chain_tip_with(
&mut self,
joinsplit_data: &Option<transaction::JoinSplitData<Groth16Proof>>,
) -> Result<(), ValidateContextError> {
if let Some(joinsplit_data) = joinsplit_data {
// We do note commitment tree updates in parallel rayon threads.
check::nullifier::add_to_non_finalized_chain_unique(
&mut self.sprout_nullifiers,
joinsplit_data.nullifiers(),
)?;
}
Ok(())
}
/// # Panics
///
/// Panics if any nullifier is missing from the chain when we try to remove it.
///
/// See [`check::nullifier::remove_from_non_finalized_chain`] for details.
#[instrument(skip(self, joinsplit_data))]
fn revert_chain_with(
&mut self,
joinsplit_data: &Option<transaction::JoinSplitData<Groth16Proof>>,
_position: RevertPosition,
) {
if let Some(joinsplit_data) = joinsplit_data {
// Note commitments are removed from the Chain during a fork,
// by removing trees above the fork height from the note commitment index.
// This happens when reverting the block itself.
check::nullifier::remove_from_non_finalized_chain(
&mut self.sprout_nullifiers,
joinsplit_data.nullifiers(),
);
}
}
}
impl<AnchorV> UpdateWith<Option<sapling::ShieldedData<AnchorV>>> for Chain
where
AnchorV: sapling::AnchorVariant + Clone,
{
#[instrument(skip(self, sapling_shielded_data))]
fn update_chain_tip_with(
&mut self,
sapling_shielded_data: &Option<sapling::ShieldedData<AnchorV>>,
) -> Result<(), ValidateContextError> {
if let Some(sapling_shielded_data) = sapling_shielded_data {
// We do note commitment tree updates in parallel rayon threads.
check::nullifier::add_to_non_finalized_chain_unique(
&mut self.sapling_nullifiers,
sapling_shielded_data.nullifiers(),
)?;
}
Ok(())
}
/// # Panics
///
/// Panics if any nullifier is missing from the chain when we try to remove it.
///
/// See [`check::nullifier::remove_from_non_finalized_chain`] for details.
#[instrument(skip(self, sapling_shielded_data))]
fn revert_chain_with(
&mut self,
sapling_shielded_data: &Option<sapling::ShieldedData<AnchorV>>,
_position: RevertPosition,
) {
if let Some(sapling_shielded_data) = sapling_shielded_data {
// Note commitments are removed from the Chain during a fork,
// by removing trees above the fork height from the note commitment index.
// This happens when reverting the block itself.
check::nullifier::remove_from_non_finalized_chain(
&mut self.sapling_nullifiers,
sapling_shielded_data.nullifiers(),
);
}
}
}
impl UpdateWith<Option<orchard::ShieldedData>> for Chain {
#[instrument(skip(self, orchard_shielded_data))]
fn update_chain_tip_with(
&mut self,
orchard_shielded_data: &Option<orchard::ShieldedData>,
) -> Result<(), ValidateContextError> {
if let Some(orchard_shielded_data) = orchard_shielded_data {
// We do note commitment tree updates in parallel rayon threads.
check::nullifier::add_to_non_finalized_chain_unique(
&mut self.orchard_nullifiers,
orchard_shielded_data.nullifiers(),
)?;
}
Ok(())
}
/// # Panics
///
/// Panics if any nullifier is missing from the chain when we try to remove it.
///
/// See [`check::nullifier::remove_from_non_finalized_chain`] for details.
#[instrument(skip(self, orchard_shielded_data))]
fn revert_chain_with(
&mut self,
orchard_shielded_data: &Option<orchard::ShieldedData>,
_position: RevertPosition,
) {
if let Some(orchard_shielded_data) = orchard_shielded_data {
// Note commitments are removed from the Chain during a fork,
// by removing trees above the fork height from the note commitment index.
// This happens when reverting the block itself.
check::nullifier::remove_from_non_finalized_chain(
&mut self.orchard_nullifiers,
orchard_shielded_data.nullifiers(),
);
}
}
}
impl UpdateWith<ValueBalance<NegativeAllowed>> for Chain {
fn update_chain_tip_with(
&mut self,
block_value_pool_change: &ValueBalance<NegativeAllowed>,
) -> Result<(), ValidateContextError> {
match self
.chain_value_pools
.add_chain_value_pool_change(*block_value_pool_change)
{
Ok(chain_value_pools) => self.chain_value_pools = chain_value_pools,
Err(value_balance_error) => Err(ValidateContextError::AddValuePool {
value_balance_error,
chain_value_pools: self.chain_value_pools,
block_value_pool_change: *block_value_pool_change,
// assume that the current block is added to `blocks` after `update_chain_tip_with`
height: self.max_block_height().and_then(|height| height + 1),
})?,
};
Ok(())
}
/// Revert the chain state using a block chain value pool change.
///
/// When forking from the tip, subtract the block's chain value pool change.
///
/// When finalizing the root, leave the chain value pool balances unchanged.
/// [`ChainInner::chain_value_pools`] tracks the chain value pools for all finalized blocks, and
/// the non-finalized blocks in this chain. So finalizing the root doesn't change the set of
/// blocks it tracks.
///
/// # Panics
///
/// Panics if the chain pool value balance is invalid after we subtract the block value pool
/// change.
fn revert_chain_with(
&mut self,
block_value_pool_change: &ValueBalance<NegativeAllowed>,
position: RevertPosition,
) {
use std::ops::Neg;
if position == RevertPosition::Tip {
self.chain_value_pools = self
.chain_value_pools
.add_chain_value_pool_change(block_value_pool_change.neg())
.expect("reverting the tip will leave the pools in a previously valid state");
}
}
}
impl Ord for Chain {
/// Chain order for the [`NonFinalizedState`][1]'s `chain_set`.
///
/// Chains with higher cumulative Proof of Work are [`Ordering::Greater`],
/// breaking ties using the tip block hash.
///
/// Despite the consensus rules, Zebra uses the tip block hash as a
/// tie-breaker. Zebra blocks are downloaded in parallel, so download
/// timestamps may not be unique. (And Zebra currently doesn't track
/// download times, because [`Block`](block::Block)s are immutable.)
///
/// This departure from the consensus rules may delay network convergence,
/// for as long as the greater hash belongs to the later mined block.
/// But Zebra nodes should converge as soon as the tied work is broken.
///
/// "At a given point in time, each full validator is aware of a set of candidate blocks.
/// These form a tree rooted at the genesis block, where each node in the tree
/// refers to its parent via the hashPrevBlock block header field.
///
/// A path from the root toward the leaves of the tree consisting of a sequence
/// of one or more valid blocks consistent with consensus rules,
/// is called a valid block chain.
///
/// In order to choose the best valid block chain in its view of the overall block tree,
/// a node sums the work ... of all blocks in each valid block chain,
/// and considers the valid block chain with greatest total work to be best.
///
/// To break ties between leaf blocks, a node will prefer the block that it received first.
///
/// The consensus protocol is designed to ensure that for any given block height,
/// the vast majority of nodes should eventually agree on their best valid block chain
/// up to that height."
///
/// <https://zips.z.cash/protocol/protocol.pdf#blockchain>
///
/// # Correctness
///
/// `Chain::cmp` is used in a `BTreeSet`, so the fields accessed by `cmp` must not have
/// interior mutability.
///
/// # Panics
///
/// If two chains compare equal.
///
/// This panic enforces the [`NonFinalizedState::chain_set`][2] unique chain invariant.
///
/// If the chain set contains duplicate chains, the non-finalized state might
/// handle new blocks or block finalization incorrectly.
///
/// [1]: super::NonFinalizedState
/// [2]: super::NonFinalizedState::chain_set
fn cmp(&self, other: &Self) -> Ordering {
if self.partial_cumulative_work != other.partial_cumulative_work {
self.partial_cumulative_work
.cmp(&other.partial_cumulative_work)
} else {
let self_hash = self
.blocks
.values()
.last()
.expect("always at least 1 element")
.hash;
let other_hash = other
.blocks
.values()
.last()
.expect("always at least 1 element")
.hash;
// This comparison is a tie-breaker within the local node, so it does not need to
// be consistent with the ordering on `ExpandedDifficulty` and `block::Hash`.
match self_hash.0.cmp(&other_hash.0) {
Ordering::Equal => unreachable!("Chain tip block hashes are always unique"),
ordering => ordering,
}
}
}
}
impl PartialOrd for Chain {
fn partial_cmp(&self, other: &Self) -> Option<Ordering> {
Some(self.cmp(other))
}
}
impl PartialEq for Chain {
/// Chain equality for [`NonFinalizedState::chain_set`][1], using proof of
/// work, then the tip block hash as a tie-breaker.
///
/// # Panics
///
/// If two chains compare equal.
///
/// See [`Chain::cmp`] for details.
///
/// [1]: super::NonFinalizedState::chain_set
fn eq(&self, other: &Self) -> bool {
self.partial_cmp(other) == Some(Ordering::Equal)
}
}
impl Eq for Chain {}
#[cfg(test)]
impl Chain {
/// Inserts the supplied Sapling note commitment subtree into the chain.
pub(crate) fn insert_sapling_subtree(
&mut self,
subtree: NoteCommitmentSubtree<sapling::tree::Node>,
) {
self.inner
.sapling_subtrees
.insert(subtree.index, subtree.into_data());
}
/// Inserts the supplied Orchard note commitment subtree into the chain.
pub(crate) fn insert_orchard_subtree(
&mut self,
subtree: NoteCommitmentSubtree<orchard::tree::Node>,
) {
self.inner
.orchard_subtrees
.insert(subtree.index, subtree.into_data());
}
}